| Oct 23, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17Ad-3(b) | record → |
| Oct 23, 2026 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension Rule: 15c2-7 | record → |
| Oct 23, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17g-1 | record → |
| Oct 23, 2026 | Notice | FIS Trust and Faith Investor Services, LLC | record → |
| Oct 23, 2026 | Notice | Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by The Options Clearing Corporatio | record → |
| Oct 23, 2026 | Notice | Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rule 7.10 (Clearly Erroneous E | record → |
| Oct 23, 2026 | Notice | Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Cor | record → |
| Oct 23, 2026 | Notice | Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Restore | record → |
| Oct 23, 2026 | Proposed Rule | List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act | record → |
| Oct 22, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rules 15Ba1-1 to 15Ba1-8-Registration of Mu | record → |
| Oct 22, 2026 | Notice | Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmoniz | record → |
| Oct 22, 2026 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rul | record → |
| Oct 22, 2026 | Notice | Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule | record → |
| Oct 22, 2026 | Notice | Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Non-Substan | record → |
| Oct 22, 2026 | Notice | Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Mod | record → |
| Oct 22, 2026 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.3 | record → |
| Oct 22, 2026 | Notice | Notice of Intention To Cancel Registrations of Certain Transfer Agents | record → |
| Oct 22, 2026 | Notice | Neostellar Capital Corp., et al. | record → |
| Oct 21, 2026 | Notice | Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, a | record → |
| Oct 21, 2026 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees | record → |
| Oct 21, 2026 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rul | record → |
| Oct 21, 2026 | Notice | Self-Regulatory Organizations; CME Securities Clearing Inc.; Notice of Filing of Proposed Rule Change To Amend the CMESC Risk Management Fra | record → |
| Oct 21, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form N-2 | record → |
| Oct 21, 2026 | Notice | Potential Designation of Chartered Financial Analyst Designation as Qualifying Natural Persons for Accredited Investor Status | record → |
| Oct 20, 2026 | Notice | Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Partial | record → |
| Oct 20, 2026 | Proposed Rule | Interval Fund Modernization; Expansion of Multiple Share Class to Registered Closed-End Management Investment Companies and Business Develop | record → |
| Oct 19, 2026 | Notice | Self-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Warr | record → |
| Oct 19, 2026 | Notice | Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Sch | record → |
| Oct 19, 2026 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend th | record → |
| Oct 19, 2026 | Notice | Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the PHLX Prici | record → |
| Oct 16, 2026 | Notice | Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule | record → |
| Oct 16, 2026 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its | record → |
| Oct 16, 2026 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule | record → |
| Oct 16, 2026 | Notice | Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend | record → |
| Oct 16, 2026 | Notice | Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Market-Wide Sp | record → |
| Oct 16, 2026 | Notice | Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market-Wi | record → |
| Oct 16, 2026 | Notice | Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend | record → |
| Oct 16, 2026 | Notice | Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule | record → |
| Oct 16, 2026 | Notice | Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule | record → |
| Oct 16, 2026 | Notice | Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Ru | record → |
| Oct 16, 2026 | Notice | Self-Regulatory Organizations; CME Securities Clearing Inc.; Order Approving Proposed Rule Change To Amend Rule 410, Rule 101, the Capped Li | record → |
| Oct 16, 2026 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Eq | record → |
| Oct 16, 2026 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Propose | record → |
| Oct 16, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 30b1-7 and Form N-MFP | record → |
| Oct 16, 2026 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17Ad-22 | record → |
| Oct 16, 2026 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17g-3 | record → |
| Oct 16, 2026 | Notice | Stellus Capital Investment Corporation, et al. | record → |
| Oct 16, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form N-17f-2 | record → |
| Oct 15, 2026 | Notice | Clearlake Private Markets Fund, et al. | record → |
| Oct 15, 2026 | Proposed Rule | Investment Company Cross Trading | record → |
| Oct 15, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form N-8B-2 | record → |
| Oct 14, 2026 | Notice | Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Implement | record → |
| Oct 14, 2026 | Notice | Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a S | record → |
| Oct 14, 2026 | Notice | Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the | record → |
| Oct 14, 2026 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its | record → |
| Oct 14, 2026 | Notice | RTW Biotech Growth Fund and RTW Investments, LP | record → |
| Oct 13, 2026 | Notice | Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce | record → |
| Oct 13, 2026 | Notice | Self-Regulatory Organizations; CME Securities Clearing Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule C | record → |
| Oct 13, 2026 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain | record → |
| Oct 13, 2026 | Notice | Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rul | record → |
| Oct 13, 2026 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule | record → |
| Oct 13, 2026 | Notice | Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule | record → |
| Oct 13, 2026 | Notice | Joint Industry Plan; Notice of Filing and Order of Summary Effectiveness on a Temporary Basis Not To Exceed 120 Days of Proposed Twenty-Nint | record → |
| Oct 13, 2026 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend | record → |
| Oct 13, 2026 | Notice | Self-Regulatory Organizations; MEMX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt R | record → |
| Oct 13, 2026 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its | record → |
| Oct 13, 2026 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its | record → |
| Oct 13, 2026 | Notice | Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5740 | record → |
| Oct 13, 2026 | Notice | Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule | record → |
| Oct 13, 2026 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Eq | record → |
| Oct 13, 2026 | Notice | Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 11, R | record → |
| Oct 13, 2026 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Li | record → |
| Oct 13, 2026 | Notice | Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce | record → |
| Oct 13, 2026 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce | record → |
| Oct 13, 2026 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce | record → |
| Oct 13, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form N-54C | record → |
| Oct 09, 2026 | Notice | Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee | record → |
| Oct 09, 2026 | Notice | Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee | record → |
| Oct 09, 2026 | Notice | Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX | record → |
| Oct 09, 2026 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rul | record → |
| Oct 09, 2026 | Notice | Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX | record → |
| Oct 09, 2026 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend | record → |
| Oct 09, 2026 | Notice | Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE A | record → |
| Oct 09, 2026 | Notice | Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE Arc | record → |
| Oct 09, 2026 | Notice | Cboe Clear U.S., LLC; Notice of Filing of an Amendment to Application for Registration as a Clearing Agency Under Section 17A of the Securit | record → |
| Oct 09, 2026 | Notice | DPP Investors 2025 LP and DLA Piper LLP (US) | record → |
| Oct 08, 2026 | Notice | Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule | record → |
| Oct 08, 2026 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule | record → |
| Oct 08, 2026 | Notice | Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rul | record → |
| Oct 08, 2026 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rul | record → |
| Oct 08, 2026 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify t | record → |
| Oct 08, 2026 | Notice | Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Wid | record → |
| Oct 08, 2026 | Notice | Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Wi | record → |
| Oct 08, 2026 | Notice | Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX | record → |
| Oct 08, 2026 | Notice | Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1 | record → |
| Oct 08, 2026 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1 | record → |
| Oct 08, 2026 | Notice | Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule | record → |
| Oct 08, 2026 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule | record → |
| Oct 08, 2026 | Notice | Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3101 Conc | record → |
| Oct 08, 2026 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Ru | record → |
| Oct 08, 2026 | Notice | Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4121 Co | record → |
| Oct 08, 2026 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Regulation SE | record → |
| Oct 08, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17a-19 and Form X-17A-19 | record → |
| Oct 08, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 30b1-8 and Form N-CR | record → |
| Oct 08, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 2a-7 | record → |
| Oct 07, 2026 | Notice | Manning & Napier Fund, Inc., et al. | record → |
| Oct 07, 2026 | Notice | Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule | record → |
| Oct 07, 2026 | Notice | Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Lis | record → |
| Oct 07, 2026 | Notice | Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Partial | record → |
| Oct 07, 2026 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To List and Trade Shares of the 3x | record → |
| Oct 06, 2026 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 0-5 | record → |
| Oct 06, 2026 | Notice | Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplem | record → |
| Oct 06, 2026 | Notice | Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Excha | record → |
| Oct 06, 2026 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exc | record → |
| Oct 06, 2026 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exch | record → |
| Oct 06, 2026 | Notice | Self-Regulatory Organizations; NYSE American LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rul | record → |
| Oct 06, 2026 | Notice | Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule | record → |
| Oct 06, 2026 | Notice | Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a T | record → |
| Oct 06, 2026 | Notice | Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete | record → |
| Oct 06, 2026 | Notice | Acknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange A | record → |
| Oct 06, 2026 | Rule | Adoption of Updated EDGAR Filer Manual | record → |
| Oct 06, 2026 | Notice | Self-Regulatory Organizations; The Options Clearing Corporation; Order Setting Aside Action by Delegated Authority and Approving Proposed Ru | record → |
| Oct 06, 2026 | Proposed Rule | Adviser and Regulated Fund Custody Rules; Crypto Custody Rules | record → |
| Oct 06, 2026 | Proposed Rule | Investment Adviser Performance-Based Compensation Modernization | record → |
| Oct 05, 2026 | Notice | SLR Secured Lending Partners, LLC and SLR Secured Specialty Lending Fund | record → |
| Oct 05, 2026 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Ex | record → |
| Oct 05, 2026 | Notice | Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Conforming Chan | record → |
| Oct 05, 2026 | Notice | Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Conforming Chan | record → |
| Oct 05, 2026 | Notice | Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Conforming Cha | record → |
| Oct 05, 2026 | Notice | Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Modernize the Direct Registration S | record → |
| Oct 05, 2026 | Notice | Self-Regulatory Organizations: MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Risk Control | record → |
| Oct 05, 2026 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Con | record → |
| Oct 05, 2026 | Notice | Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Conforming Chan | record → |
| Oct 05, 2026 | Notice | Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend | record → |
| Oct 05, 2026 | Notice | Potential Designations of the Investment Banking Representative License (Series 79) and the Research Analyst License (Series 86 and Series 8 | record → |
| Oct 05, 2026 | Notice | Potential Designation of U.S. Certified Public Accountant License as Qualifying Natural Persons for Accredited Investor Status | record → |
| Oct 05, 2026 | Notice | Potential Designation of Certified Financial Planner Certification as Qualifying Natural Persons for Accredited Investor Status | record → |
| Oct 05, 2026 | Notice | Potential Designation of Passage of an Accredited Investor Exam To Be Developed by FINRA as Qualifying Natural Persons for Accredited Invest | record → |
| Oct 05, 2026 | Notice | Potential Designation of Chartered Financial Analyst Designation as Qualifying Natural Persons for Accredited Investor Status | record → |
| Oct 05, 2026 | Proposed Rule | Interval Fund Modernization; Expansion of Multiple Share Class to Registered Closed-End Management Investment Companies and Business Develop | record → |
| Oct 05, 2026 | Notice | Sunshine Act Meetings | record → |
| Oct 02, 2026 | Notice | Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Rule 50 | record → |
| Oct 02, 2026 | Notice | Self-Regulatory Organizations; North American Derivatives Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch | record → |
| Oct 02, 2026 | Notice | Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE America | record → |
| Oct 02, 2026 | Notice | Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend NYSE Arca Rule 5.32 | record → |
| Oct 02, 2026 | Notice | Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To | record → |
| Oct 02, 2026 | Notice | Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha | record → |
| Oct 02, 2026 | Notice | Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Upd | record → |
| Oct 02, 2026 | Notice | Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend | record → |
| Oct 02, 2026 | Rule | Commission Quorum Requirement | record → |
| Oct 02, 2026 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 498 | record → |
| Oct 01, 2026 | Notice | Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Lis | record → |
| Oct 01, 2026 | Notice | Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rul | record → |
| Oct 01, 2026 | Notice | Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rule 20 | record → |
| Oct 01, 2026 | Notice | Self-Regulatory Organizations; CME Securities Clearing Inc.; Order Approving Proposed Rule Change To amend the CMESC Stress Testing & Guaran | record → |
| Oct 01, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15c1-5 | record → |
| Oct 01, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 10b-17 | record → |
| Oct 01, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15c2-1 | record → |
| Oct 01, 2026 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 18f-3 | record → |
| Sep 30, 2026 | Notice | Macquarie Wealth Advisers, LLC et al. | record → |
| Sep 30, 2026 | Notice | Deregistration Under Section 8(f) of the Investment Company Act of 1940 | record → |
| Sep 30, 2026 | Notice | ABX Longevity Growth and Income Fund and ABL Wealth Advisors, LLC | record → |
| Sep 30, 2026 | Notice | Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General | record → |
| Sep 30, 2026 | Notice | Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8 | record → |
| Sep 30, 2026 | Notice | Self-Regulatory Organizations; Nasdaq ISE LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8 | record → |
| Sep 30, 2026 | Notice | Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Ame | record → |
| Sep 30, 2026 | Notice | Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General | record → |
| Sep 30, 2026 | Notice | Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rul | record → |
| Sep 30, 2026 | Notice | Self-Regulatory Organizations; MX2 LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Monthly Review | record → |
| Sep 30, 2026 | Notice | Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Partial Amendment No. 1, and Order Instituting Proceed | record → |
| Sep 30, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15c1-6 | record → |
| Sep 30, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 13f-2-Short Position and Short Activit | record → |
| Sep 30, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17a-11 | record → |
| Sep 30, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 10c-1a | record → |
| Sep 29, 2026 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Cboe Bit | record → |
| Sep 29, 2026 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Ru | record → |
| Sep 29, 2026 | Notice | Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2621 (C | record → |
| Sep 29, 2026 | Notice | Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8 | record → |
| Sep 29, 2026 | Notice | Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX | record → |
| Sep 29, 2026 | Notice | Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5050 T | record → |
| Sep 29, 2026 | Notice | Notice of Intention To Cancel Registration of Certain Municipal Advisors Pursuant to Section 15b(c)(3) of the Securities Exchange Act of 193 | record → |
| Sep 29, 2026 | Notice | Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Establish and Implement AnnounceDir | record → |
| Sep 29, 2026 | Notice | Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the | record → |
| Sep 29, 2026 | Notice | Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to the LCH SA CaLM Minimum Cash Collateral Requirement | record → |
| Sep 29, 2026 | Notice | Sunshine Act Meetings | record → |
| Sep 29, 2026 | Notice | Notice of an Application of Cboe Clear U.S., LLC for an Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934 Regarding th | record → |
| Sep 29, 2026 | Notice | Sunshine Act Meetings | record → |
| Sep 28, 2026 | Notice | Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE | record → |
| Sep 28, 2026 | Notice | Self-Regulatory Organizations; MX2 LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee S | record → |
| Sep 28, 2026 | Notice | Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change by the Options Clearing Corporation Co | record → |
| Sep 28, 2026 | Notice | Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE Ar | record → |
| Sep 28, 2026 | Notice | Sunshine Act Meeting | record → |
| Sep 28, 2026 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 30b2-1 | record → |
| Sep 28, 2026 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Investment Company Act Form N-17f-1, Certificate | record → |
| Sep 25, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17f-2(e) | record → |
| Sep 25, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17Ac3-1 and Form TA-W | record → |
| Sep 25, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 31a-2 | record → |
| Sep 25, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17a-10 | record → |
| Sep 25, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15c3-3 | record → |
| Sep 25, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 608 | record → |
| Sep 25, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 613 of Regulation NMS | record → |
| Sep 25, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15c6-2 | record → |
| Sep 25, 2026 | Notice | Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Ru | record → |
| Sep 25, 2026 | Notice | Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Texas Ar | record → |
| Sep 25, 2026 | Notice | Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Natio | record → |
| Sep 25, 2026 | Notice | Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NY | record → |
| Sep 25, 2026 | Notice | Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend NYSE American Rul | record → |
| Sep 25, 2026 | Notice | Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE Arc | record → |
| Sep 25, 2026 | Notice | Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Arca Rule | record → |
| Sep 24, 2026 | Notice | Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10 | record → |
| Sep 24, 2026 | Notice | Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10 Cle | record → |
| Sep 24, 2026 | Notice | Self-Regulatory Organizations; Coinbase Derivatives, LLC; Notice of Filing of a Proposed Rule Change Relating to Customer Margin Requirement | record → |
| Sep 24, 2026 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determi | record → |
| Sep 24, 2026 | Notice | Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To | record → |
| Sep 24, 2026 | Notice | Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify th | record → |
| Sep 24, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 101 of Regulation M | record → |
| Sep 24, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17a-4(b)(17) | record → |
| Sep 23, 2026 | Notice | Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rul | record → |
| Sep 23, 2026 | Notice | Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rul | record → |
| Sep 23, 2026 | Notice | Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To A | record → |
| Sep 23, 2026 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rul | record → |
| Sep 23, 2026 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule | record → |
| Sep 23, 2026 | Notice | Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rul | record → |
| Sep 23, 2026 | Notice | Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10-E Cl | record → |
| Sep 23, 2026 | Notice | Self-Regulatory Organizations; Coinbase Derivatives, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to | record → |
| Sep 23, 2026 | Notice | Self-Regulatory Organizations; Bitnomial Exchange, LLC; Notice of a Filing of a Proposed Rule Change Relating to Security Futures Product Li | record → |
| Sep 23, 2026 | Notice | Self-Regulatory Organizations; KalshiEX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing Stan | record → |
| Sep 22, 2026 | Notice | Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Ru | record → |
| Sep 22, 2026 | Notice | Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Options 10, Se | record → |
| Sep 22, 2026 | Notice | Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its F | record → |
| Sep 22, 2026 | Notice | Order Granting Temporary Conditional Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934, From the Definit | record → |
| Sep 21, 2026 | Notice | Wasatch Funds Trust and Wasatch Advisors LP | record → |
| Sep 21, 2026 | Notice | Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change To Amend MSRB Rule G | record → |
| Sep 21, 2026 | Notice | Acknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange A | record → |
| Sep 21, 2026 | Notice | Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated | record → |
| Sep 21, 2026 | Notice | Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Address Inter | record → |
| Sep 21, 2026 | Notice | Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of a Proposal To Amend the Exchange's Rules a | record → |
| Sep 21, 2026 | Notice | Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidated | record → |
| Sep 21, 2026 | Notice | Sunshine Act Meetings | record → |
| Sep 21, 2026 | Proposed Rule | Proxy Solicitation Modernization | record → |
| Sep 21, 2026 | Proposed Rule | Rescission of Rule 14a-8's Federal Regulation of Shareholder Proposals and Amendments to Rule 14a-4 | record → |
| Sep 18, 2026 | Notice | OneAscent Capital Opportunities Fund, et al. | record → |
| Sep 18, 2026 | Notice | Self-Regulatory Organizations; MX2 LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt the Framework of the | record → |
| Sep 18, 2026 | Notice | Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce | record → |
| Sep 18, 2026 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend th | record → |
| Sep 18, 2026 | Notice | Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2628 Conc | record → |
| Sep 18, 2026 | Notice | Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.12 Con | record → |
| Sep 18, 2026 | Notice | Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.12 | record → |
| Sep 18, 2026 | Notice | Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.12-E Co | record → |
| Sep 18, 2026 | Notice | Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.12E C | record → |
| Sep 18, 2026 | Notice | Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Ru | record → |
| Sep 18, 2026 | Notice | Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Partial | record → |
| Sep 18, 2026 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce | record → |
| Sep 18, 2026 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exc | record → |
| Sep 18, 2026 | Notice | Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Se | record → |
| Sep 18, 2026 | Notice | Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Sec | record → |
| Sep 18, 2026 | Notice | Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend | record → |
| Sep 18, 2026 | Notice | Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of a Proposed Rule Change To Permit the Listing of Binary KPI Options | record → |
| Sep 18, 2026 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce | record → |
| Sep 18, 2026 | Notice | Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce | record → |
| Sep 18, 2026 | Notice | Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change To Permit the Listing of Binary KPI Options | record → |
| Sep 18, 2026 | Notice | Public Company Accounting Oversight Board; Notice of Filing of Proposed Rules on Amendments to QC 1000, A Firm's System of Quality Control, | record → |
| Sep 17, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 30b1-10, Form N-RN | record → |
| Sep 17, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form 15F | record → |
| Sep 17, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form 2-E, Report Pursuant to Rule 609 and R | record → |
| Sep 17, 2026 | Notice | Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca | record → |
| Sep 17, 2026 | Notice | Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 7.18E Regard | record → |
| Sep 17, 2026 | Notice | Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine W | record → |
| Sep 17, 2026 | Notice | Self-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend 24X | record → |
| Sep 17, 2026 | Notice | Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to the LCH SA CDSClear Trade Registration Fund | record → |
| Sep 17, 2026 | Notice | Joint Industry Plan; Order Approving the Third Amendment to the National Market System Plan Regarding Consolidated Equity Market Data To Rev | record → |
| Sep 17, 2026 | Notice | Self-Regulatory Organizations; LCH SA; Order Granting Conditional Exemptive Relief Pursuant to Section 36 of the Securities Exchange Act of | record → |
| Sep 16, 2026 | Notice | Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule | record → |
| Sep 16, 2026 | Notice | Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the | record → |
| Sep 16, 2026 | Notice | Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX | record → |
| Sep 16, 2026 | Notice | Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Introduce Conforming | record → |
| Sep 16, 2026 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Set Fees | record → |
| Sep 16, 2026 | Notice | Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Introduce Conformi | record → |
| Sep 16, 2026 | Notice | Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend NYSE American Equ | record → |
| Sep 15, 2026 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exch | record → |
| Sep 15, 2026 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exch | record → |
| Sep 15, 2026 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Ex | record → |
| Sep 15, 2026 | Notice | Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Pla | record → |
| Sep 15, 2026 | Notice | Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Im | record → |
| Sep 15, 2026 | Notice | Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exch | record → |
| Sep 15, 2026 | Notice | Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Pla | record → |
| Sep 15, 2026 | Notice | Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exc | record → |
| Sep 15, 2026 | Notice | Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee | record → |
| Sep 15, 2026 | Notice | Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed R | record → |
| Sep 15, 2026 | Notice | Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 10, Se | record → |
| Sep 15, 2026 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 12d1-4 | record → |
| Sep 15, 2026 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Form N-6F | record → |
| Sep 15, 2026 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Securities Act Rule 192 | record → |
| Sep 15, 2026 | Notice | In the Matter of The Nasdaq Stock Market LLC; Order Granting Petitions for Review and Scheduling Filing of Statements Regarding an Order App | record → |
| Sep 15, 2026 | Notice | Order Granting Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934, From Inline XBRL Requirements for Port | record → |
| Sep 14, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form 20-F | record → |
| Sep 14, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15b9-1 | record → |
| Sep 14, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17Ab2-1 and Form CA-1 | record → |
| Sep 14, 2026 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 19a-1 | record → |
| Sep 14, 2026 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Tender Offer-Regulation 14D and Regulation 14E, S | record → |
| Sep 14, 2026 | Notice | Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend SAIL Order | record → |
| Sep 14, 2026 | Notice | Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its | record → |
| Sep 14, 2026 | Notice | Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Ne | record → |
| Sep 14, 2026 | Notice | Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a New Partial Ca | record → |
| Sep 14, 2026 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its | record → |
| Sep 14, 2026 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its | record → |
| Sep 14, 2026 | Notice | Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a New Partia | record → |
| Sep 14, 2026 | Notice | Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a New Partial C | record → |
| Sep 14, 2026 | Notice | Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Add a New Partial Cabin | record → |
| Sep 14, 2026 | Notice | Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its | record → |
| Sep 14, 2026 | Notice | Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICE Clear Credit Recovery Plan | record → |
| Sep 14, 2026 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To | record → |
| Sep 14, 2026 | Notice | Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules To Permit | record → |
| Sep 14, 2026 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its | record → |
| Sep 14, 2026 | Notice | Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Excha | record → |
| Sep 14, 2026 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees | record → |
| Sep 14, 2026 | Notice | Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees To I | record → |
| Sep 14, 2026 | Notice | Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10E, | record → |
| Sep 14, 2026 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its | record → |
| Sep 14, 2026 | Notice | Sunshine Act Meetings | record → |
| Sep 14, 2026 | Notice | Sunshine Act Meetings | record → |
| Sep 14, 2026 | Notice | Sunshine Act Meeting | record → |
| Sep 11, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 0-1 Under the Investment Company Act o | record → |
| Sep 11, 2026 | Notice | The RBB Fund Trust and Millburn Ridgefield LLC | record → |
| Sep 11, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 6e-2 and Form N-6EI-1 | record → |
| Sep 11, 2026 | Notice | Self-Regulatory Organizations; Texas Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Propo | record → |
| Sep 11, 2026 | Notice | Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.23(b)(2) Co | record → |
| Sep 11, 2026 | Notice | Acknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange A | record → |
| Sep 11, 2026 | Notice | Acknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange A | record → |
| Sep 11, 2026 | Notice | Acknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange A | record → |
| Sep 10, 2026 | Notice | Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC's | record → |
| Sep 10, 2026 | Notice | Self-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend 24X | record → |
| Sep 10, 2026 | Notice | Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connec | record → |
| Sep 10, 2026 | Notice | Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivi | record → |
| Sep 10, 2026 | Notice | Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connecti | record → |
| Sep 10, 2026 | Notice | Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend th | record → |
| Sep 10, 2026 | Proposed Rule | Political Contributions by Certain Investment Advisers | record → |
| Sep 10, 2026 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 425 | record → |
| Sep 10, 2026 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Form CB-Tender Offer/Rights Offering Notification | record → |
| Sep 09, 2026 | Notice | Notice pursuant to Rule 15c3-3a, Note H(b)(3) Regarding Application of the Customer Protection Rule Reserve Computations With Respect to U.S | record → |
| Sep 09, 2026 | Notice | Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing, and Order Granting Accelerated Approval of, a Proposed Rule Change To Am | record → |
| Sep 09, 2026 | Notice | Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule | record → |
| Sep 09, 2026 | Notice | Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule | record → |
| Sep 09, 2026 | Notice | AMG BBH Asset-Backed Credit Fund, LLC, et al. | record → |
| Sep 09, 2026 | Notice | Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectiv | record → |
| Sep 09, 2026 | Notice | Daxor Corporation | record → |
| Sep 08, 2026 | Notice | Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 451 | record → |
| Sep 08, 2026 | Notice | Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Implement | record → |
| Sep 08, 2026 | Notice | Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Permit a | record → |
| Sep 08, 2026 | Notice | Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Permit th | record → |
| Sep 08, 2026 | Notice | Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Risk Management Model Description | record → |
| Sep 08, 2026 | Notice | Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by The Options Clearing Corporatio | record → |
| Sep 08, 2026 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Revision: Ombudsman Matter Management System (OMMS) Submissi | record → |
| Sep 08, 2026 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 11a-2 | record → |
| Sep 08, 2026 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 173 | record → |
| Sep 08, 2026 | Notice | Sunshine Act Meetings | record → |
| Sep 08, 2026 | Notice | Sunshine Act Meetings | record → |
| Sep 04, 2026 | Notice | Eldridge Dynamic Income Fund and Eldridge Structured Credit Advisers, LLC | record → |
| Sep 04, 2026 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its | record → |
| Sep 04, 2026 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its | record → |
| Sep 04, 2026 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee | record → |
| Sep 04, 2026 | Notice | Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its F | record → |
| Sep 04, 2026 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend | record → |
| Sep 04, 2026 | Proposed Rule | Transfer Agent Rules | record → |
| Sep 03, 2026 | Notice | Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend | record → |
| Sep 03, 2026 | Notice | Self-Regulatory Organizations; CME Securities Clearing Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 410, Rule 101, the Cappe | record → |
| Sep 03, 2026 | Notice | Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE Ar | record → |
| Sep 03, 2026 | Notice | Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE | record → |
| Sep 03, 2026 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15g-9 | record → |
| Sep 03, 2026 | Notice | Notice of a Request for Exemption From Certain Provisions of the National Market System Plan Governing the Consolidated Audit Trail Related | record → |
| Sep 03, 2026 | Rule | Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Extension of Compliance Date | record → |
| Sep 02, 2026 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Propose | record → |
| Sep 02, 2026 | Notice | Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees and | record → |
| Sep 02, 2026 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its | record → |
| Sep 02, 2026 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Ex | record → |
| Sep 02, 2026 | Notice | Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce | record → |
| Sep 02, 2026 | Notice | Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New | record → |
| Sep 02, 2026 | Notice | Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Amendment No. 2, and Order Granting Accelerated Approval of a Proposed | record → |
| Sep 02, 2026 | Notice | Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Amend Rules Regarding Intermarket | record → |
| Sep 02, 2026 | Notice | Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its | record → |
| Sep 02, 2026 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Amend Rules Regarding Intermarke | record → |
| Sep 02, 2026 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Amend Rules Regarding Intermarket | record → |
| Sep 02, 2026 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its | record → |
| Sep 02, 2026 | Notice | Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Amend Rules Regarding Intermarke | record → |
| Sep 02, 2026 | Proposed Rule | Exemption of Debt Obligations Issued by the European Union Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contrac | record → |
| Sep 01, 2026 | Notice | Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing of Proposed Rule Change To Adopt New Rule 24 Under Article 22 of the NYSE | record → |
| Sep 01, 2026 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exc | record → |
| Sep 01, 2026 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exch | record → |
| Sep 01, 2026 | Notice | Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Excha | record → |
| Sep 01, 2026 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange | record → |
| Sep 01, 2026 | Notice | Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Pr | record → |
| Sep 01, 2026 | Notice | Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Pr | record → |
| Sep 01, 2026 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend | record → |
| Sep 01, 2026 | Notice | Deregistration Under Section 8(f) of the Investment Company Act of 1940 | record → |
| Aug 31, 2026 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Opti | record → |
| Aug 31, 2026 | Notice | Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the O | record → |
| Aug 31, 2026 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the | record → |
| Aug 31, 2026 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the | record → |
| Aug 31, 2026 | Notice | Self-Regulatory Organizations; CME Securities Clearing Inc.; Notice of Filing of Proposed Rule Change To Adopt Standards for Establishing Cr | record → |
| Aug 31, 2026 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change | record → |