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federal register · 2026

How many rules and notices did Securities and Exchange Commission publish in 2026?

In 2026 Securities and Exchange Commission published 2,097 Federal Register documents: 16 final rules, 27 proposed rules, 2,054 notices; 10 marked significant. Busiest month: 2026-06.

DOCUMENTS: 2,097FINAL RULES: 16PROPOSED: 27

Cite: FACTANKER, https://factanker.com/federal-register/securities-and-exchange-commission/2026

What stands out

In 2026 Securities and Exchange Commission published 2,097 Federal Register documents: 16 final rules, 27 proposed rules, 2,054 notices; 10 marked significant. Busiest month: 2026-06.

By month

MonthDocumentsFinal rulesProposedNotices
2026-0118921186
2026-0219211190
2026-0322722223
2026-0421312210
2026-0522423219
2026-0624635238
2026-0722111219
2026-0819111189
2026-0923515229
2026-1015926151

Documents, 2026

The 400 most recent; the JSON view carries the same list.

PublishedTypeDocumentEvidence
Oct 23, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17Ad-3(b)record →
Oct 23, 2026NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension Rule: 15c2-7record →
Oct 23, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17g-1record →
Oct 23, 2026NoticeFIS Trust and Faith Investor Services, LLCrecord →
Oct 23, 2026NoticeSelf-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by The Options Clearing Corporatiorecord →
Oct 23, 2026NoticeSelf-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rule 7.10 (Clearly Erroneous Erecord →
Oct 23, 2026NoticeSelf-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Correcord →
Oct 23, 2026NoticeSelf-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Restore record →
Oct 23, 2026Proposed RuleList of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Actrecord →
Oct 22, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rules 15Ba1-1 to 15Ba1-8-Registration of Murecord →
Oct 22, 2026NoticeSelf-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonizrecord →
Oct 22, 2026NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rulrecord →
Oct 22, 2026NoticeSelf-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule record →
Oct 22, 2026NoticeSelf-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Non-Substanrecord →
Oct 22, 2026NoticeSelf-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modrecord →
Oct 22, 2026NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.3record →
Oct 22, 2026NoticeNotice of Intention To Cancel Registrations of Certain Transfer Agentsrecord →
Oct 22, 2026NoticeNeostellar Capital Corp., et al.record →
Oct 21, 2026NoticeSelf-Regulatory Organizations; NYSE Texas, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, arecord →
Oct 21, 2026NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Feesrecord →
Oct 21, 2026NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rulrecord →
Oct 21, 2026NoticeSelf-Regulatory Organizations; CME Securities Clearing Inc.; Notice of Filing of Proposed Rule Change To Amend the CMESC Risk Management Frarecord →
Oct 21, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form N-2record →
Oct 21, 2026NoticePotential Designation of Chartered Financial Analyst Designation as Qualifying Natural Persons for Accredited Investor Statusrecord →
Oct 20, 2026NoticeSelf-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Partialrecord →
Oct 20, 2026Proposed RuleInterval Fund Modernization; Expansion of Multiple Share Class to Registered Closed-End Management Investment Companies and Business Developrecord →
Oct 19, 2026NoticeSelf-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Warrrecord →
Oct 19, 2026NoticeSelf-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schrecord →
Oct 19, 2026NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend threcord →
Oct 19, 2026NoticeSelf-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the PHLX Pricirecord →
Oct 16, 2026NoticeSelf-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rulerecord →
Oct 16, 2026NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Itsrecord →
Oct 16, 2026NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rulerecord →
Oct 16, 2026NoticeSelf-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amendrecord →
Oct 16, 2026NoticeSelf-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Market-Wide Sprecord →
Oct 16, 2026NoticeSelf-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market-Wirecord →
Oct 16, 2026NoticeSelf-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amendrecord →
Oct 16, 2026NoticeSelf-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rulerecord →
Oct 16, 2026NoticeSelf-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rulerecord →
Oct 16, 2026NoticeSelf-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rurecord →
Oct 16, 2026NoticeSelf-Regulatory Organizations; CME Securities Clearing Inc.; Order Approving Proposed Rule Change To Amend Rule 410, Rule 101, the Capped Lirecord →
Oct 16, 2026NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Eqrecord →
Oct 16, 2026NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposerecord →
Oct 16, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 30b1-7 and Form N-MFPrecord →
Oct 16, 2026NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17Ad-22record →
Oct 16, 2026NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17g-3record →
Oct 16, 2026NoticeStellus Capital Investment Corporation, et al.record →
Oct 16, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form N-17f-2record →
Oct 15, 2026NoticeClearlake Private Markets Fund, et al.record →
Oct 15, 2026Proposed RuleInvestment Company Cross Tradingrecord →
Oct 15, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form N-8B-2record →
Oct 14, 2026NoticeSelf-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Implementrecord →
Oct 14, 2026NoticeSelf-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Srecord →
Oct 14, 2026NoticeSelf-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend therecord →
Oct 14, 2026NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its record →
Oct 14, 2026NoticeRTW Biotech Growth Fund and RTW Investments, LPrecord →
Oct 13, 2026NoticeSelf-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introducerecord →
Oct 13, 2026NoticeSelf-Regulatory Organizations; CME Securities Clearing Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Crecord →
Oct 13, 2026NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain record →
Oct 13, 2026NoticeSelf-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rulrecord →
Oct 13, 2026NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rulerecord →
Oct 13, 2026NoticeSelf-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rulerecord →
Oct 13, 2026NoticeJoint Industry Plan; Notice of Filing and Order of Summary Effectiveness on a Temporary Basis Not To Exceed 120 Days of Proposed Twenty-Nintrecord →
Oct 13, 2026NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend record →
Oct 13, 2026NoticeSelf-Regulatory Organizations; MEMX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rrecord →
Oct 13, 2026NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its record →
Oct 13, 2026NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Itsrecord →
Oct 13, 2026NoticeSelf-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5740 record →
Oct 13, 2026NoticeSelf-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rulerecord →
Oct 13, 2026NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Eqrecord →
Oct 13, 2026NoticeSelf-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 11, Rrecord →
Oct 13, 2026NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Lirecord →
Oct 13, 2026NoticeSelf-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce record →
Oct 13, 2026NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introducerecord →
Oct 13, 2026NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce record →
Oct 13, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form N-54Crecord →
Oct 09, 2026NoticeSelf-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee record →
Oct 09, 2026NoticeSelf-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee record →
Oct 09, 2026NoticeSelf-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX record →
Oct 09, 2026NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rulrecord →
Oct 09, 2026NoticeSelf-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX record →
Oct 09, 2026NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend record →
Oct 09, 2026NoticeSelf-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE Arecord →
Oct 09, 2026NoticeSelf-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE Arcrecord →
Oct 09, 2026NoticeCboe Clear U.S., LLC; Notice of Filing of an Amendment to Application for Registration as a Clearing Agency Under Section 17A of the Securitrecord →
Oct 09, 2026NoticeDPP Investors 2025 LP and DLA Piper LLP (US)record →
Oct 08, 2026NoticeSelf-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rulerecord →
Oct 08, 2026NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rulerecord →
Oct 08, 2026NoticeSelf-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rulrecord →
Oct 08, 2026NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rulrecord →
Oct 08, 2026NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify trecord →
Oct 08, 2026NoticeSelf-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Widrecord →
Oct 08, 2026NoticeSelf-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Wirecord →
Oct 08, 2026NoticeSelf-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX record →
Oct 08, 2026NoticeSelf-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1record →
Oct 08, 2026NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1record →
Oct 08, 2026NoticeSelf-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule record →
Oct 08, 2026NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule record →
Oct 08, 2026NoticeSelf-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3101 Concrecord →
Oct 08, 2026NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rurecord →
Oct 08, 2026NoticeSelf-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4121 Corecord →
Oct 08, 2026NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Regulation SErecord →
Oct 08, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17a-19 and Form X-17A-19record →
Oct 08, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 30b1-8 and Form N-CRrecord →
Oct 08, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 2a-7record →
Oct 07, 2026NoticeManning & Napier Fund, Inc., et al.record →
Oct 07, 2026NoticeSelf-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rulerecord →
Oct 07, 2026NoticeSelf-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Lisrecord →
Oct 07, 2026NoticeSelf-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Partialrecord →
Oct 07, 2026NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To List and Trade Shares of the 3xrecord →
Oct 06, 2026NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 0-5record →
Oct 06, 2026NoticeSelf-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplemrecord →
Oct 06, 2026NoticeSelf-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Excharecord →
Oct 06, 2026NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Excrecord →
Oct 06, 2026NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchrecord →
Oct 06, 2026NoticeSelf-Regulatory Organizations; NYSE American LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rulrecord →
Oct 06, 2026NoticeSelf-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule record →
Oct 06, 2026NoticeSelf-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Trecord →
Oct 06, 2026NoticeSelf-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Deleterecord →
Oct 06, 2026NoticeAcknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange Arecord →
Oct 06, 2026RuleAdoption of Updated EDGAR Filer Manualrecord →
Oct 06, 2026NoticeSelf-Regulatory Organizations; The Options Clearing Corporation; Order Setting Aside Action by Delegated Authority and Approving Proposed Rurecord →
Oct 06, 2026Proposed RuleAdviser and Regulated Fund Custody Rules; Crypto Custody Rulesrecord →
Oct 06, 2026Proposed RuleInvestment Adviser Performance-Based Compensation Modernizationrecord →
Oct 05, 2026NoticeSLR Secured Lending Partners, LLC and SLR Secured Specialty Lending Fundrecord →
Oct 05, 2026NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exrecord →
Oct 05, 2026NoticeSelf-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Conforming Chanrecord →
Oct 05, 2026NoticeSelf-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Conforming Chanrecord →
Oct 05, 2026NoticeSelf-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Conforming Charecord →
Oct 05, 2026NoticeSelf-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Modernize the Direct Registration Srecord →
Oct 05, 2026NoticeSelf-Regulatory Organizations: MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Risk Controlrecord →
Oct 05, 2026NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Conrecord →
Oct 05, 2026NoticeSelf-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Conforming Chanrecord →
Oct 05, 2026NoticeSelf-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amendrecord →
Oct 05, 2026NoticePotential Designations of the Investment Banking Representative License (Series 79) and the Research Analyst License (Series 86 and Series 8record →
Oct 05, 2026NoticePotential Designation of U.S. Certified Public Accountant License as Qualifying Natural Persons for Accredited Investor Statusrecord →
Oct 05, 2026NoticePotential Designation of Certified Financial Planner Certification as Qualifying Natural Persons for Accredited Investor Statusrecord →
Oct 05, 2026NoticePotential Designation of Passage of an Accredited Investor Exam To Be Developed by FINRA as Qualifying Natural Persons for Accredited Investrecord →
Oct 05, 2026NoticePotential Designation of Chartered Financial Analyst Designation as Qualifying Natural Persons for Accredited Investor Statusrecord →
Oct 05, 2026Proposed RuleInterval Fund Modernization; Expansion of Multiple Share Class to Registered Closed-End Management Investment Companies and Business Developrecord →
Oct 05, 2026NoticeSunshine Act Meetingsrecord →
Oct 02, 2026NoticeSelf-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Rule 50record →
Oct 02, 2026NoticeSelf-Regulatory Organizations; North American Derivatives Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chrecord →
Oct 02, 2026NoticeSelf-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Americarecord →
Oct 02, 2026NoticeSelf-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend NYSE Arca Rule 5.32record →
Oct 02, 2026NoticeSelf-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To record →
Oct 02, 2026NoticeSelf-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Charecord →
Oct 02, 2026NoticeSelf-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Updrecord →
Oct 02, 2026NoticeSelf-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amendrecord →
Oct 02, 2026RuleCommission Quorum Requirementrecord →
Oct 02, 2026NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 498record →
Oct 01, 2026NoticeSelf-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Lisrecord →
Oct 01, 2026NoticeSelf-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rulrecord →
Oct 01, 2026NoticeSelf-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rule 20record →
Oct 01, 2026NoticeSelf-Regulatory Organizations; CME Securities Clearing Inc.; Order Approving Proposed Rule Change To amend the CMESC Stress Testing & Guaranrecord →
Oct 01, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15c1-5record →
Oct 01, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 10b-17record →
Oct 01, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15c2-1record →
Oct 01, 2026NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 18f-3record →
Sep 30, 2026NoticeMacquarie Wealth Advisers, LLC et al.record →
Sep 30, 2026NoticeDeregistration Under Section 8(f) of the Investment Company Act of 1940record →
Sep 30, 2026NoticeABX Longevity Growth and Income Fund and ABL Wealth Advisors, LLCrecord →
Sep 30, 2026NoticeSelf-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General record →
Sep 30, 2026NoticeSelf-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8record →
Sep 30, 2026NoticeSelf-Regulatory Organizations; Nasdaq ISE LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8 record →
Sep 30, 2026NoticeSelf-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amerecord →
Sep 30, 2026NoticeSelf-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule Generalrecord →
Sep 30, 2026NoticeSelf-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rulrecord →
Sep 30, 2026NoticeSelf-Regulatory Organizations; MX2 LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Monthly Reviewrecord →
Sep 30, 2026NoticeSelf-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Partial Amendment No. 1, and Order Instituting Proceedrecord →
Sep 30, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15c1-6record →
Sep 30, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 13f-2-Short Position and Short Activitrecord →
Sep 30, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17a-11record →
Sep 30, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 10c-1arecord →
Sep 29, 2026NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Cboe Bitrecord →
Sep 29, 2026NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rurecord →
Sep 29, 2026NoticeSelf-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2621 (Crecord →
Sep 29, 2026NoticeSelf-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8record →
Sep 29, 2026NoticeSelf-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX record →
Sep 29, 2026NoticeSelf-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5050 Trecord →
Sep 29, 2026NoticeNotice of Intention To Cancel Registration of Certain Municipal Advisors Pursuant to Section 15b(c)(3) of the Securities Exchange Act of 193record →
Sep 29, 2026NoticeSelf-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Establish and Implement AnnounceDirrecord →
Sep 29, 2026NoticeSelf-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend therecord →
Sep 29, 2026NoticeSelf-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to the LCH SA CaLM Minimum Cash Collateral Requirement record →
Sep 29, 2026NoticeSunshine Act Meetingsrecord →
Sep 29, 2026NoticeNotice of an Application of Cboe Clear U.S., LLC for an Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934 Regarding threcord →
Sep 29, 2026NoticeSunshine Act Meetingsrecord →
Sep 28, 2026NoticeSelf-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE record →
Sep 28, 2026NoticeSelf-Regulatory Organizations; MX2 LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Srecord →
Sep 28, 2026NoticeSelf-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change by the Options Clearing Corporation Corecord →
Sep 28, 2026NoticeSelf-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE Arrecord →
Sep 28, 2026NoticeSunshine Act Meetingrecord →
Sep 28, 2026NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 30b2-1record →
Sep 28, 2026NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Investment Company Act Form N-17f-1, Certificate record →
Sep 25, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17f-2(e)record →
Sep 25, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17Ac3-1 and Form TA-Wrecord →
Sep 25, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 31a-2record →
Sep 25, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17a-10record →
Sep 25, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15c3-3record →
Sep 25, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 608record →
Sep 25, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 613 of Regulation NMSrecord →
Sep 25, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15c6-2record →
Sep 25, 2026NoticeSelf-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rurecord →
Sep 25, 2026NoticeSelf-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Texas Arrecord →
Sep 25, 2026NoticeSelf-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Natiorecord →
Sep 25, 2026NoticeSelf-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYrecord →
Sep 25, 2026NoticeSelf-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend NYSE American Rulrecord →
Sep 25, 2026NoticeSelf-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE Arcrecord →
Sep 25, 2026NoticeSelf-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Arca Rulerecord →
Sep 24, 2026NoticeSelf-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10 record →
Sep 24, 2026NoticeSelf-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10 Clerecord →
Sep 24, 2026NoticeSelf-Regulatory Organizations; Coinbase Derivatives, LLC; Notice of Filing of a Proposed Rule Change Relating to Customer Margin Requirementrecord →
Sep 24, 2026NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determirecord →
Sep 24, 2026NoticeSelf-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To record →
Sep 24, 2026NoticeSelf-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify threcord →
Sep 24, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 101 of Regulation Mrecord →
Sep 24, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17a-4(b)(17)record →
Sep 23, 2026NoticeSelf-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rulrecord →
Sep 23, 2026NoticeSelf-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rulrecord →
Sep 23, 2026NoticeSelf-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Arecord →
Sep 23, 2026NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rulrecord →
Sep 23, 2026NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rulerecord →
Sep 23, 2026NoticeSelf-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rulrecord →
Sep 23, 2026NoticeSelf-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10-E Clrecord →
Sep 23, 2026NoticeSelf-Regulatory Organizations; Coinbase Derivatives, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating torecord →
Sep 23, 2026NoticeSelf-Regulatory Organizations; Bitnomial Exchange, LLC; Notice of a Filing of a Proposed Rule Change Relating to Security Futures Product Lirecord →
Sep 23, 2026NoticeSelf-Regulatory Organizations; KalshiEX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing Stanrecord →
Sep 22, 2026NoticeSelf-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rurecord →
Sep 22, 2026NoticeSelf-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Options 10, Serecord →
Sep 22, 2026NoticeSelf-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Frecord →
Sep 22, 2026NoticeOrder Granting Temporary Conditional Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934, From the Definitrecord →
Sep 21, 2026NoticeWasatch Funds Trust and Wasatch Advisors LPrecord →
Sep 21, 2026NoticeSelf-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change To Amend MSRB Rule Grecord →
Sep 21, 2026NoticeAcknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange Arecord →
Sep 21, 2026NoticeSelf-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated record →
Sep 21, 2026NoticeSelf-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Address Interrecord →
Sep 21, 2026NoticeSelf-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of a Proposal To Amend the Exchange's Rules arecord →
Sep 21, 2026NoticeJoint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidatedrecord →
Sep 21, 2026NoticeSunshine Act Meetingsrecord →
Sep 21, 2026Proposed RuleProxy Solicitation Modernizationrecord →
Sep 21, 2026Proposed RuleRescission of Rule 14a-8's Federal Regulation of Shareholder Proposals and Amendments to Rule 14a-4record →
Sep 18, 2026NoticeOneAscent Capital Opportunities Fund, et al.record →
Sep 18, 2026NoticeSelf-Regulatory Organizations; MX2 LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt the Framework of therecord →
Sep 18, 2026NoticeSelf-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introducerecord →
Sep 18, 2026NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend threcord →
Sep 18, 2026NoticeSelf-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2628 Concrecord →
Sep 18, 2026NoticeSelf-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.12 Conrecord →
Sep 18, 2026NoticeSelf-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.12 record →
Sep 18, 2026NoticeSelf-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.12-E Corecord →
Sep 18, 2026NoticeSelf-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.12E Crecord →
Sep 18, 2026NoticeSelf-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rurecord →
Sep 18, 2026NoticeSelf-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Partialrecord →
Sep 18, 2026NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introducerecord →
Sep 18, 2026NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Excrecord →
Sep 18, 2026NoticeSelf-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Serecord →
Sep 18, 2026NoticeSelf-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Secrecord →
Sep 18, 2026NoticeSelf-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend record →
Sep 18, 2026NoticeSelf-Regulatory Organizations; NYSE American LLC; Notice of Filing of a Proposed Rule Change To Permit the Listing of Binary KPI Optionsrecord →
Sep 18, 2026NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce record →
Sep 18, 2026NoticeSelf-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce record →
Sep 18, 2026NoticeSelf-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change To Permit the Listing of Binary KPI Optionsrecord →
Sep 18, 2026NoticePublic Company Accounting Oversight Board; Notice of Filing of Proposed Rules on Amendments to QC 1000, A Firm's System of Quality Control, record →
Sep 17, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 30b1-10, Form N-RNrecord →
Sep 17, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form 15Frecord →
Sep 17, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form 2-E, Report Pursuant to Rule 609 and Rrecord →
Sep 17, 2026NoticeSelf-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca record →
Sep 17, 2026NoticeSelf-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 7.18E Regardrecord →
Sep 17, 2026NoticeSelf-Regulatory Organizations; NYSE American LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Wrecord →
Sep 17, 2026NoticeSelf-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend 24X record →
Sep 17, 2026NoticeSelf-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to the LCH SA CDSClear Trade Registration Fundrecord →
Sep 17, 2026NoticeJoint Industry Plan; Order Approving the Third Amendment to the National Market System Plan Regarding Consolidated Equity Market Data To Revrecord →
Sep 17, 2026NoticeSelf-Regulatory Organizations; LCH SA; Order Granting Conditional Exemptive Relief Pursuant to Section 36 of the Securities Exchange Act of record →
Sep 16, 2026NoticeSelf-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rulerecord →
Sep 16, 2026NoticeSelf-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend therecord →
Sep 16, 2026NoticeSelf-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX record →
Sep 16, 2026NoticeSelf-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Introduce Conformingrecord →
Sep 16, 2026NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Set Feesrecord →
Sep 16, 2026NoticeSelf-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Introduce Conformirecord →
Sep 16, 2026NoticeSelf-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend NYSE American Equrecord →
Sep 15, 2026NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchrecord →
Sep 15, 2026NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchrecord →
Sep 15, 2026NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exrecord →
Sep 15, 2026NoticeJoint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plarecord →
Sep 15, 2026NoticeSelf-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Imrecord →
Sep 15, 2026NoticeSelf-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchrecord →
Sep 15, 2026NoticeJoint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plarecord →
Sep 15, 2026NoticeSelf-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Excrecord →
Sep 15, 2026NoticeSelf-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee record →
Sep 15, 2026NoticeSelf-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rrecord →
Sep 15, 2026NoticeSelf-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 10, Serecord →
Sep 15, 2026NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 12d1-4record →
Sep 15, 2026NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Form N-6Frecord →
Sep 15, 2026NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Securities Act Rule 192record →
Sep 15, 2026NoticeIn the Matter of The Nasdaq Stock Market LLC; Order Granting Petitions for Review and Scheduling Filing of Statements Regarding an Order Apprecord →
Sep 15, 2026NoticeOrder Granting Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934, From Inline XBRL Requirements for Portrecord →
Sep 14, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form 20-Frecord →
Sep 14, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15b9-1record →
Sep 14, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17Ab2-1 and Form CA-1record →
Sep 14, 2026NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 19a-1record →
Sep 14, 2026NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Tender Offer-Regulation 14D and Regulation 14E, Srecord →
Sep 14, 2026NoticeSelf-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend SAIL Order record →
Sep 14, 2026NoticeSelf-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its record →
Sep 14, 2026NoticeSelf-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Nerecord →
Sep 14, 2026NoticeSelf-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a New Partial Carecord →
Sep 14, 2026NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Itsrecord →
Sep 14, 2026NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its record →
Sep 14, 2026NoticeSelf-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a New Partiarecord →
Sep 14, 2026NoticeSelf-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a New Partial Crecord →
Sep 14, 2026NoticeSelf-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Add a New Partial Cabinrecord →
Sep 14, 2026NoticeSelf-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend itsrecord →
Sep 14, 2026NoticeSelf-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICE Clear Credit Recovery Planrecord →
Sep 14, 2026NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings Torecord →
Sep 14, 2026NoticeSelf-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules To Permitrecord →
Sep 14, 2026NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Itsrecord →
Sep 14, 2026NoticeSelf-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Excharecord →
Sep 14, 2026NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Feesrecord →
Sep 14, 2026NoticeSelf-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees To Irecord →
Sep 14, 2026NoticeSelf-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10E, record →
Sep 14, 2026NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its record →
Sep 14, 2026NoticeSunshine Act Meetingsrecord →
Sep 14, 2026NoticeSunshine Act Meetingsrecord →
Sep 14, 2026NoticeSunshine Act Meetingrecord →
Sep 11, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 0-1 Under the Investment Company Act orecord →
Sep 11, 2026NoticeThe RBB Fund Trust and Millburn Ridgefield LLCrecord →
Sep 11, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 6e-2 and Form N-6EI-1record →
Sep 11, 2026NoticeSelf-Regulatory Organizations; Texas Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proporecord →
Sep 11, 2026NoticeSelf-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.23(b)(2) Corecord →
Sep 11, 2026NoticeAcknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange Arecord →
Sep 11, 2026NoticeAcknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange Arecord →
Sep 11, 2026NoticeAcknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange Arecord →
Sep 10, 2026NoticeSelf-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC's record →
Sep 10, 2026NoticeSelf-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend 24X record →
Sep 10, 2026NoticeSelf-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connecrecord →
Sep 10, 2026NoticeSelf-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivirecord →
Sep 10, 2026NoticeSelf-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectirecord →
Sep 10, 2026NoticeSelf-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend threcord →
Sep 10, 2026Proposed RulePolitical Contributions by Certain Investment Advisersrecord →
Sep 10, 2026NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 425record →
Sep 10, 2026NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Form CB-Tender Offer/Rights Offering Notificationrecord →
Sep 09, 2026NoticeNotice pursuant to Rule 15c3-3a, Note H(b)(3) Regarding Application of the Customer Protection Rule Reserve Computations With Respect to U.Srecord →
Sep 09, 2026NoticeSelf-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing, and Order Granting Accelerated Approval of, a Proposed Rule Change To Amrecord →
Sep 09, 2026NoticeSelf-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rulerecord →
Sep 09, 2026NoticeSelf-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rulerecord →
Sep 09, 2026NoticeAMG BBH Asset-Backed Credit Fund, LLC, et al.record →
Sep 09, 2026NoticeSelf-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivrecord →
Sep 09, 2026NoticeDaxor Corporationrecord →
Sep 08, 2026NoticeSelf-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 451record →
Sep 08, 2026NoticeSelf-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Implementrecord →
Sep 08, 2026NoticeSelf-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Permit a record →
Sep 08, 2026NoticeSelf-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Permit threcord →
Sep 08, 2026NoticeSelf-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Risk Management Model Description record →
Sep 08, 2026NoticeSelf-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by The Options Clearing Corporatiorecord →
Sep 08, 2026NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Revision: Ombudsman Matter Management System (OMMS) Submissirecord →
Sep 08, 2026NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 11a-2record →
Sep 08, 2026NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 173record →
Sep 08, 2026NoticeSunshine Act Meetingsrecord →
Sep 08, 2026NoticeSunshine Act Meetingsrecord →
Sep 04, 2026NoticeEldridge Dynamic Income Fund and Eldridge Structured Credit Advisers, LLCrecord →
Sep 04, 2026NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend itsrecord →
Sep 04, 2026NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its record →
Sep 04, 2026NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee record →
Sep 04, 2026NoticeSelf-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Frecord →
Sep 04, 2026NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend record →
Sep 04, 2026Proposed RuleTransfer Agent Rulesrecord →
Sep 03, 2026NoticeSelf-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend record →
Sep 03, 2026NoticeSelf-Regulatory Organizations; CME Securities Clearing Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 410, Rule 101, the Capperecord →
Sep 03, 2026NoticeSelf-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE Arrecord →
Sep 03, 2026NoticeSelf-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE record →
Sep 03, 2026NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15g-9record →
Sep 03, 2026NoticeNotice of a Request for Exemption From Certain Provisions of the National Market System Plan Governing the Consolidated Audit Trail Related record →
Sep 03, 2026RuleForm PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Extension of Compliance Daterecord →
Sep 02, 2026NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposerecord →
Sep 02, 2026NoticeSelf-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees and record →
Sep 02, 2026NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Itsrecord →
Sep 02, 2026NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exrecord →
Sep 02, 2026NoticeSelf-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce record →
Sep 02, 2026NoticeSelf-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Newrecord →
Sep 02, 2026NoticeSelf-Regulatory Organizations; NYSE American LLC; Notice of Filing of Amendment No. 2, and Order Granting Accelerated Approval of a Proposedrecord →
Sep 02, 2026NoticeSelf-Regulatory Organizations; Cboe BYX Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Amend Rules Regarding Intermarketrecord →
Sep 02, 2026NoticeSelf-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Itsrecord →
Sep 02, 2026NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Amend Rules Regarding Intermarkerecord →
Sep 02, 2026NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Amend Rules Regarding Intermarketrecord →
Sep 02, 2026NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its record →
Sep 02, 2026NoticeSelf-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Amend Rules Regarding Intermarkerecord →
Sep 02, 2026Proposed RuleExemption of Debt Obligations Issued by the European Union Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contracrecord →
Sep 01, 2026NoticeSelf-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing of Proposed Rule Change To Adopt New Rule 24 Under Article 22 of the NYSE record →
Sep 01, 2026NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Excrecord →
Sep 01, 2026NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchrecord →
Sep 01, 2026NoticeSelf-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Excharecord →
Sep 01, 2026NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchangerecord →
Sep 01, 2026NoticeJoint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Prrecord →
Sep 01, 2026NoticeJoint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Prrecord →
Sep 01, 2026NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend record →
Sep 01, 2026NoticeDeregistration Under Section 8(f) of the Investment Company Act of 1940record →
Aug 31, 2026NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Optirecord →
Aug 31, 2026NoticeSelf-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Orecord →
Aug 31, 2026NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend therecord →
Aug 31, 2026NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the record →
Aug 31, 2026NoticeSelf-Regulatory Organizations; CME Securities Clearing Inc.; Notice of Filing of Proposed Rule Change To Adopt Standards for Establishing Crrecord →
Aug 31, 2026NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Changerecord →

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Every figure shown here about Securities and Exchange Commission in the Federal Register, 2026: 2,097 documents, 16 fina can also be queried live: FACTANKER runs an MCP server at https://factanker.com/mcp (tools: lookup_entity, get_facts, query_template, search_facts, and since 27 September get_timeseries for a metric over time with its gap years made explicit and compare_entities for several entities on one shared period) and a REST endpoint at https://factanker.com/api/get_facts. Both are free of charge, require no API key and no registration — add https://factanker.com/mcp as a connector in Claude, ChatGPT or Copilot. Every answer carries its source document and a citation reference. Setup: /quickstart.

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