| Dec 31, 2025 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Regulation SBSR | record → |
| Dec 31, 2025 | Notice | Lafayette Square USA, Inc., et al. | record → |
| Dec 31, 2025 | Notice | Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Common | record → |
| Dec 31, 2025 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 11.23(d)(2)(B) (Ex | record → |
| Dec 31, 2025 | Notice | Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rul | record → |
| Dec 31, 2025 | Notice | Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.7 of the Exc | record → |
| Dec 31, 2025 | Notice | Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail To Further Redu | record → |
| Dec 31, 2025 | Notice | Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether T | record → |
| Dec 31, 2025 | Notice | Self-Regulatory Organizations; Nasdaq PHLX LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule | record → |
| Dec 31, 2025 | Notice | Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish F | record → |
| Dec 31, 2025 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed R | record → |
| Dec 31, 2025 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed R | record → |
| Dec 31, 2025 | Notice | Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The | record → |
| Dec 31, 2025 | Notice | Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Stock Clearing Corporation of Philadelphia; Notice of Filing of A | record → |
| Dec 31, 2025 | Notice | Joint Industry Plan; Notice of Filing of the Second Amendment to the Limited Liability Company Agreement of CT Plan LLC To Adopt a Fee Sched | record → |
| Dec 31, 2025 | Notice | Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cash Spreads and Fee | record → |
| Dec 31, 2025 | Notice | RBC BlueBay Enhanced Income Fund and RBC Global Asset Management (U.S.) Inc. | record → |
| Dec 31, 2025 | Notice | Aristotle Pacific Enhanced CLO Income Fund and Aristotle Pacific Capital, LLC | record → |
| Dec 31, 2025 | Notice | The RBB Fund Trust and Gladius Capital Management LP | record → |
| Dec 31, 2025 | Rule | Delegation of Authority to the Director of the Division of Investment Management | record → |
| Dec 30, 2025 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend | record → |
| Dec 30, 2025 | Notice | Self-Regulatory Organizations: Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Ame | record → |
| Dec 30, 2025 | Notice | Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Modify the DTC Settlement Service G | record → |
| Dec 30, 2025 | Notice | Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend SQF Port and S | record → |
| Dec 30, 2025 | Notice | Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend SQF Port Fees | record → |
| Dec 30, 2025 | Notice | Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend SQF Port and | record → |
| Dec 30, 2025 | Notice | Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing of Proposed Rule Change To Adopt New Rule 8.201 (Generic) | record → |
| Dec 30, 2025 | Notice | Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt New Rule 8.201 (Generic) | record → |
| Dec 30, 2025 | Notice | Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Modify the GSD Rulebook Relating t | record → |
| Dec 30, 2025 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule | record → |
| Dec 30, 2025 | Notice | Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Best Executi | record → |
| Dec 30, 2025 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 13e-1 | record → |
| Dec 30, 2025 | Notice | The RBB Fund Trust and Twin Oak ETF Company | record → |
| Dec 29, 2025 | Notice | Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing of a Proposed Rule Change To Allow Post-Only Orders in Sub-Dollar Securitie | record → |
| Dec 29, 2025 | Notice | Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exch | record → |
| Dec 29, 2025 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide | record → |
| Dec 29, 2025 | Notice | Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend SQF Port and S | record → |
| Dec 29, 2025 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend SQ | record → |
| Dec 29, 2025 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Propo | record → |
| Dec 29, 2025 | Notice | Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend SQF Port Fees | record → |
| Dec 29, 2025 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the | record → |
| Dec 29, 2025 | Notice | Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Sec | record → |
| Dec 29, 2025 | Notice | Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend | record → |
| Dec 29, 2025 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee | record → |
| Dec 29, 2025 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Propos | record → |
| Dec 29, 2025 | Notice | Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change To Amend MSRB Rules | record → |
| Dec 29, 2025 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17f-1(g) | record → |
| Dec 29, 2025 | Notice | Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend and Restate the Second A | record → |
| Dec 29, 2025 | Notice | Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Extension of Review Period of Advance Notice To Amend | record → |
| Dec 29, 2025 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Form S-4-Registration Statement | record → |
| Dec 29, 2025 | Notice | Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To | record → |
| Dec 23, 2025 | Notice | Kayne Anderson Energy Infrastructure Fund, Inc., et al. | record → |
| Dec 23, 2025 | Notice | Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BX Equity 6, | record → |
| Dec 23, 2025 | Notice | Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 402, Criteria for Under | record → |
| Dec 23, 2025 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a | record → |
| Dec 23, 2025 | Notice | Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 516, Order Types, To Re | record → |
| Dec 23, 2025 | Notice | Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FLEX Order Fee | record → |
| Dec 23, 2025 | Notice | Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend PHLX Equity | record → |
| Dec 23, 2025 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Permit the | record → |
| Dec 23, 2025 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Pr | record → |
| Dec 23, 2025 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exch | record → |
| Dec 23, 2025 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Propose | record → |
| Dec 23, 2025 | Notice | Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend It | record → |
| Dec 23, 2025 | Notice | Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Ru | record → |
| Dec 23, 2025 | Notice | Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 402, Criteria for Underlyi | record → |
| Dec 23, 2025 | Notice | Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rul | record → |
| Dec 23, 2025 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Disconti | record → |
| Dec 23, 2025 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Nasdaq BX, Inc.; Nasdaq GEMX, LLC; Nasdaq MRX, LLC; Nasdaq PHLX LLC; Nasdaq ISE, | record → |
| Dec 23, 2025 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance | record → |
| Dec 23, 2025 | Notice | Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the MIAX Eme | record → |
| Dec 23, 2025 | Notice | Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Se | record → |
| Dec 23, 2025 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Exempt Closed-End Management Inves | record → |
| Dec 23, 2025 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the | record → |
| Dec 23, 2025 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 602 | record → |
| Dec 23, 2025 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 302 | record → |
| Dec 23, 2025 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 19b-5 and Form PILOT | record → |
| Dec 23, 2025 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 6a-4, Form 1-N | record → |
| Dec 23, 2025 | Notice | Privacy Act of 1974; System of Records | record → |
| Dec 22, 2025 | Notice | Multi-Class ETF Fund Exemptive Relief Under the Investment Company Act of 1940 | record → |
| Dec 22, 2025 | Notice | Sardis Credit Opportunities Fund and Sardis Group, LLC | record → |
| Dec 22, 2025 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Sun | record → |
| Dec 22, 2025 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Me | record → |
| Dec 22, 2025 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporari | record → |
| Dec 22, 2025 | Notice | Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt BX Options 9 | record → |
| Dec 22, 2025 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Na | record → |
| Dec 22, 2025 | Notice | Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt PHLX Options 9 | record → |
| Dec 22, 2025 | Notice | Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adjust Professional | record → |
| Dec 22, 2025 | Notice | Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Discontinue the Go | record → |
| Dec 22, 2025 | Notice | Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Discontinue the Good | record → |
| Dec 22, 2025 | Notice | Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Sections 140 and | record → |
| Dec 22, 2025 | Notice | Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily | record → |
| Dec 22, 2025 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporaril | record → |
| Dec 22, 2025 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend a Wide M | record → |
| Dec 22, 2025 | Notice | Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Se | record → |
| Dec 22, 2025 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Proposes To Amend Rules 5.37, 5.39, 5.73, | record → |
| Dec 22, 2025 | Notice | Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Cer | record → |
| Dec 22, 2025 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed R | record → |
| Dec 22, 2025 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed R | record → |
| Dec 19, 2025 | Notice | Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt ISE Options 9, | record → |
| Dec 19, 2025 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees | record → |
| Dec 19, 2025 | Notice | Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Ha | record → |
| Dec 19, 2025 | Notice | Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To | record → |
| Dec 19, 2025 | Notice | Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Grayscale | record → |
| Dec 19, 2025 | Notice | Self-Regulatory Organizations; Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Propos | record → |
| Dec 19, 2025 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Hi | record → |
| Dec 19, 2025 | Notice | Onex Direct Lending BDC Fund, et al. | record → |
| Dec 19, 2025 | Notice | NB Private Markets Access Fund LLC, et al. | record → |
| Dec 19, 2025 | Notice | Barings Corporate Investors, et al. | record → |
| Dec 19, 2025 | Notice | TCW Direct Lending VIII LLC, et al. | record → |
| Dec 18, 2025 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Per | record → |
| Dec 18, 2025 | Notice | Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX's F | record → |
| Dec 18, 2025 | Notice | Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New | record → |
| Dec 18, 2025 | Notice | Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC Stress Testing Framework a | record → |
| Dec 18, 2025 | Notice | Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Ma | record → |
| Dec 18, 2025 | Notice | Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pea | record → |
| Dec 18, 2025 | Notice | Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule | record → |
| Dec 18, 2025 | Notice | Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Options 7 | record → |
| Dec 18, 2025 | Notice | Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX E | record → |
| Dec 18, 2025 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Op | record → |
| Dec 18, 2025 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Ne | record → |
| Dec 18, 2025 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a N | record → |
| Dec 18, 2025 | Notice | Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX | record → |
| Dec 18, 2025 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Ru | record → |
| Dec 18, 2025 | Notice | Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC Risk Management Framework, | record → |
| Dec 18, 2025 | Rule | Technical Amendments to Commission Rules and Forms | record → |
| Dec 18, 2025 | Notice | Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Partial Amendment No. | record → |
| Dec 17, 2025 | Notice | Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to Revisions to Terms of Reference of the Nomination Co | record → |
| Dec 17, 2025 | Notice | Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha | record → |
| Dec 17, 2025 | Notice | Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the | record → |
| Dec 17, 2025 | Notice | Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule | record → |
| Dec 17, 2025 | Notice | Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca | record → |
| Dec 17, 2025 | Notice | Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend It | record → |
| Dec 17, 2025 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Pr | record → |
| Dec 17, 2025 | Notice | Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Section 802.01C of the NYSE Li | record → |
| Dec 17, 2025 | Notice | Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Amend Section 1003 of the NYSE American Compan | record → |
| Dec 17, 2025 | Notice | Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Fees for the T | record → |
| Dec 17, 2025 | Notice | Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated | record → |
| Dec 17, 2025 | Notice | Oxford Square Capital Corp., et al. (Oxford Square Capital Corp., et al.); Correction | record → |
| Dec 16, 2025 | Notice | Parametric Portfolio Associates LLC | record → |
| Dec 16, 2025 | Notice | True Venture Management, L.L.C. | record → |
| Dec 16, 2025 | Notice | Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated | record → |
| Dec 16, 2025 | Notice | Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Cer | record → |
| Dec 16, 2025 | Notice | Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Lower the Option | record → |
| Dec 16, 2025 | Notice | Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Lower the Options | record → |
| Dec 16, 2025 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees | record → |
| Dec 16, 2025 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its | record → |
| Dec 16, 2025 | Notice | Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its F | record → |
| Dec 16, 2025 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its | record → |
| Dec 16, 2025 | Notice | Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX E | record → |
| Dec 16, 2025 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees | record → |
| Dec 16, 2025 | Notice | Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX | record → |
| Dec 16, 2025 | Notice | Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule | record → |
| Dec 16, 2025 | Notice | Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Sel | record → |
| Dec 16, 2025 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee | record → |
| Dec 16, 2025 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Comment Request; Extension: Exchange Act Rule 3a7 | record → |
| Dec 16, 2025 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 19b-1 | record → |
| Dec 16, 2025 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 204-2 | record → |
| Dec 16, 2025 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 15Fi-2 | record → |
| Dec 16, 2025 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Form N-8B-4 | record → |
| Dec 15, 2025 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify E | record → |
| Dec 15, 2025 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees | record → |
| Dec 15, 2025 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its | record → |
| Dec 15, 2025 | Notice | Self-Regulatory Organizations; NYSEArca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to Rules 5 | record → |
| Dec 15, 2025 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees Rel | record → |
| Dec 15, 2025 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Form F-3 Registration Statement | record → |
| Dec 15, 2025 | Notice | Sunshine Act Meetings | record → |
| Dec 15, 2025 | Notice | Oxford Square Capital Corp., et al. | record → |
| Dec 12, 2025 | Notice | Self-Regulatory Organizations: Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend | record → |
| Dec 12, 2025 | Notice | Prospect Capital Corporation, et al. | record → |
| Dec 12, 2025 | Notice | Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change by The Options Clearing Cor | record → |
| Dec 12, 2025 | Notice | Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine W | record → |
| Dec 12, 2025 | Notice | Sunshine Act Meeting | record → |
| Dec 12, 2025 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17f-7 | record → |
| Dec 11, 2025 | Notice | Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee | record → |
| Dec 11, 2025 | Notice | Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX's F | record → |
| Dec 11, 2025 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a | record → |
| Dec 11, 2025 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to NOM Opti | record → |
| Dec 11, 2025 | Notice | Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Options 7 | record → |
| Dec 11, 2025 | Notice | Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt | record → |
| Dec 11, 2025 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 32a-4 | record → |
| Dec 11, 2025 | Rule | Technical Amendments to Commission Forms | record → |
| Dec 10, 2025 | Notice | Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to Rule | record → |
| Dec 10, 2025 | Notice | Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7.5 | record → |
| Dec 10, 2025 | Notice | Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE Ar | record → |
| Dec 10, 2025 | Notice | Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule 6.68 | record → |
| Dec 10, 2025 | Notice | Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7.5E | record → |
| Dec 10, 2025 | Notice | Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend th | record → |
| Dec 10, 2025 | Notice | Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rul | record → |
| Dec 10, 2025 | Notice | Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule 11.68 | record → |
| Dec 10, 2025 | Notice | Self-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Lim | record → |
| Dec 10, 2025 | Notice | Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to Rules | record → |
| Dec 10, 2025 | Notice | Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7.5-E T | record → |
| Dec 10, 2025 | Notice | Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule 680 | record → |
| Dec 10, 2025 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a | record → |
| Dec 10, 2025 | Notice | Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7.5 To | record → |
| Dec 10, 2025 | Notice | Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE | record → |
| Dec 10, 2025 | Notice | Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule 6 | record → |
| Dec 10, 2025 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend | record → |
| Dec 10, 2025 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 15b11-1/Form BD-N | record → |
| Dec 10, 2025 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Trust Indenture Act Rules 7a-15 Through 7a-37 | record → |
| Dec 10, 2025 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 10b5-1 | record → |
| Dec 09, 2025 | Notice | Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange' | record → |
| Dec 09, 2025 | Notice | Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's | record → |
| Dec 09, 2025 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Propos | record → |
| Dec 09, 2025 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the | record → |
| Dec 09, 2025 | Notice | Self-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the | record → |
| Dec 09, 2025 | Notice | Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha | record → |
| Dec 09, 2025 | Notice | Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating | record → |
| Dec 09, 2025 | Notice | Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Rel | record → |
| Dec 09, 2025 | Notice | Shelton Funds, et al. | record → |
| Dec 09, 2025 | Notice | Oppenheimer & Co. Inc., et al.; Notice of Application and Temporary Order December 5, 2025 | record → |
| Dec 08, 2025 | Notice | Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposal To Amend Exchange Rule 11.6(q)(1), Round | record → |
| Dec 08, 2025 | Notice | Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exc | record → |
| Dec 08, 2025 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To De | record → |
| Dec 08, 2025 | Notice | Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Decom | record → |
| Dec 08, 2025 | Notice | Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend PHLX Equity 4, | record → |
| Dec 08, 2025 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its | record → |
| Dec 08, 2025 | Notice | Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rul | record → |
| Dec 08, 2025 | Notice | Order Granting Temporary Exemptive Relief, Pursuant to Sections 13(f)(3) and 36(a)(1) of the Securities Exchange Act of 1934 From Compliance | record → |
| Dec 08, 2025 | Notice | Sunshine Act Meetings | record → |
| Dec 05, 2025 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 204-5 | record → |
| Dec 05, 2025 | Notice | Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposal To Delay In | record → |
| Dec 05, 2025 | Notice | Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Proposed Rule Change To Amend BOX Rule 5055 (FLEX Equity Options) To Pe | record → |
| Dec 05, 2025 | Notice | Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Proposed Rule Change To Amend BOX Rule 5055 (FLEX Equity Options) To Pe | record → |
| Dec 05, 2025 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Det | record → |
| Dec 05, 2025 | Notice | Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To | record → |
| Dec 05, 2025 | Notice | Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 50 | record → |
| Dec 05, 2025 | Notice | Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the MRX Pricin | record → |
| Dec 05, 2025 | Notice | Joint Industry Plan; Notice of Filing of Amendment No. 2 to the National Market System Plan Governing the Consolidated Audit Trail, as Modif | record → |
| Dec 05, 2025 | Notice | Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Equity 4, R | record → |
| Dec 05, 2025 | Notice | Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Legging Orders | record → |
| Dec 05, 2025 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify | record → |
| Dec 05, 2025 | Notice | Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whethe | record → |
| Dec 05, 2025 | Notice | Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE | record → |
| Dec 05, 2025 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 22c-1 | record → |
| Dec 04, 2025 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the | record → |
| Dec 04, 2025 | Notice | Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce | record → |
| Dec 04, 2025 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce | record → |
| Dec 04, 2025 | Notice | CME Securities Clearing, Inc.; Order Granting an Application for Registration as a Clearing Agency Under Section 17A of the Securities Excha | record → |
| Dec 04, 2025 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17a-4 | record → |
| Dec 03, 2025 | Notice | Deregistration Under Section 8(f) of the Investment Company Act of 1940 | record → |
| Dec 03, 2025 | Notice | Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The | record → |
| Dec 03, 2025 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form S-3-Registration Statement | record → |
| Dec 03, 2025 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form S-1 Registration Statement | record → |
| Dec 03, 2025 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 30e-3 | record → |
| Dec 03, 2025 | Notice | Sunshine Act Meetings | record → |
| Dec 02, 2025 | Notice | Bain Capital Credit, LP, et al. | record → |
| Dec 02, 2025 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 3a71-3(d) | record → |
| Dec 01, 2025 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rules 13n-4(b)(9), (b)(10) and (d) | record → |
| Dec 01, 2025 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17Ad-10 | record → |
| Dec 01, 2025 | Notice | In the Matter of the Application of Dream Exchange Holdings, Inc. for Registration as a National Securities Exchange; Findings, Opinion, and | record → |
| Dec 01, 2025 | Notice | The RBB Fund Trust and Clearbrook Investment Consulting, LLC | record → |
| Dec 01, 2025 | Notice | Antares Private Credit Fund, et al. | record → |
| Dec 01, 2025 | Notice | ARK ETF Trust and ARK Investment Management LLC | record → |
| Dec 01, 2025 | Notice | ARK ETF Trust and ARK Investment Management LLC | record → |
| Dec 01, 2025 | Notice | Self-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Cert | record → |
| Dec 01, 2025 | Notice | Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE | record → |
| Dec 01, 2025 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify t | record → |
| Dec 01, 2025 | Notice | Self-Regulatory Organizations; Nasdaq BX, Inc; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Price of a | record → |
| Dec 01, 2025 | Notice | Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Price of | record → |
| Dec 01, 2025 | Notice | Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Price of | record → |
| Dec 01, 2025 | Notice | Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Price of | record → |
| Dec 01, 2025 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce | record → |
| Dec 01, 2025 | Notice | Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Price of | record → |
| Dec 01, 2025 | Notice | Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment To Modify the OPRA Fee Schedule Regard | record → |
| Dec 01, 2025 | Notice | Joint Industry Plan; Notice of Filing of Proposed Amendment To Add Paragraph (c) to Section 6 of the Plan for the Purpose of Developing and | record → |
| Dec 01, 2025 | Notice | Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce | record → |
| Dec 01, 2025 | Notice | Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving of Proposed Rule Change To Amend the CNS Fails Char | record → |
| Dec 01, 2025 | Notice | Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE Ar | record → |
| Nov 28, 2025 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form S-11-Registration Statement | record → |
| Nov 28, 2025 | Notice | Agency Information Collection Activities; Comment Request; Extension: Rule 18f-1 and Form N-18f-1 | record → |
| Nov 28, 2025 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Reinstatement Without Change: Rule 23c-2 | record → |
| Nov 28, 2025 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 10b-10 | record → |
| Nov 28, 2025 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Regulation S-AM | record → |
| Nov 28, 2025 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17a-14 and Form CRS | record → |
| Nov 28, 2025 | Notice | Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposal To Amend Rule 13.4(a) To Reflect the Ope | record → |
| Nov 28, 2025 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 11.9(d) To Permit an Interm | record → |
| Nov 28, 2025 | Notice | Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend t | record → |
| Nov 28, 2025 | Notice | Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedu | record → |
| Nov 28, 2025 | Notice | Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang | record → |
| Nov 28, 2025 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Pro | record → |
| Nov 28, 2025 | Notice | Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the T. Rowe Price Activ | record → |
| Nov 28, 2025 | Notice | Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Am | record → |
| Nov 28, 2025 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.3 | record → |
| Nov 28, 2025 | Notice | Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Ru | record → |
| Nov 28, 2025 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a | record → |
| Nov 28, 2025 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form S-8-Securities Act Registration Statem | record → |
| Nov 28, 2025 | Notice | Sunshine Act Meetings | record → |
| Nov 26, 2025 | Notice | Joint Industry Plan; Order Instituting Proceedings To Determine Whether To Approve or Disapprove an Amendment to the National Market System | record → |
| Nov 26, 2025 | Notice | Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Amend the Position and Exercise Limits for IBIT | record → |
| Nov 26, 2025 | Notice | Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca | record → |
| Nov 26, 2025 | Notice | Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt | record → |
| Nov 26, 2025 | Notice | Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend it | record → |
| Nov 26, 2025 | Notice | 1WS Credit Income Fund, et al. | record → |
| Nov 26, 2025 | Notice | Star Mountain Lower Middle-Market Capital Corp., et al. | record → |
| Nov 26, 2025 | Notice | Wilshire Private Assets Fund and Wilshire Advisors LLC | record → |
| Nov 26, 2025 | Notice | Columbia Credit Income Opportunities Fund, et al. | record → |
| Nov 26, 2025 | Notice | Monroe Capital Corporation, et al. | record → |
| Nov 25, 2025 | Notice | MA Specialty Credit Income Fund, et al. | record → |
| Nov 25, 2025 | Notice | Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective a | record → |
| Nov 25, 2025 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 6c-11 | record → |
| Nov 24, 2025 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17ab2-2 | record → |
| Nov 24, 2025 | Notice | Self-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the | record → |
| Nov 24, 2025 | Notice | Self-Regulatory Organizations; Nasdaq PHLX LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule Equity 7 | record → |
| Nov 24, 2025 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.1 | record → |
| Nov 24, 2025 | Notice | Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5020 ( | record → |
| Nov 24, 2025 | Notice | Willow Tree Capital Corporation, et al. | record → |
| Nov 24, 2025 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Propos | record → |
| Nov 24, 2025 | Notice | Order Cancelling Registration of Municipal Advisor, Melio & Company, LLC, Pursuant to Section 15B(c)(3) of the Securities Exchange Act of 19 | record → |
| Nov 24, 2025 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.1 | record → |
| Nov 24, 2025 | Notice | Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the QOO and | record → |
| Nov 24, 2025 | Notice | Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To amend Rule Equity 7, | record → |
| Nov 24, 2025 | Notice | Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee | record → |
| Nov 24, 2025 | Notice | Agency Information Collection Activities; Submission for OMB Review; | record → |
| Nov 24, 2025 | Notice | Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX's F | record → |
| Nov 24, 2025 | Notice | Sunshine Act Meetings | record → |
| Nov 21, 2025 | Notice | ICE Clear Credit LLC; Order Instituting Proceedings To Determine Whether To Grant or Deny an Application for Registration as a Clearing Agen | record → |
| Nov 21, 2025 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Request for a New OMB Control Number: Cost of AML/CFT Compli | record → |
| Nov 21, 2025 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rul | record → |
| Nov 21, 2025 | Notice | Self-Regulatory Organizations; NYSE Arca, Inc.; Order Setting Aside Action by Delegated Authority and Approving a Proposed Rule Change, as M | record → |
| Nov 21, 2025 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove t | record → |
| Nov 21, 2025 | Notice | Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove the Exchange' | record → |
| Nov 21, 2025 | Notice | Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove the Exchange | record → |
| Nov 21, 2025 | Notice | Self-Regulatory Organizations; MX2 LLC; Notice of Filing and Immediate Effectiveness of a Proposal To Amend Rule 11.6 To Clarify the Handlin | record → |
| Nov 21, 2025 | Notice | Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain | record → |
| Nov 21, 2025 | Notice | Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX P | record → |
| Nov 21, 2025 | Notice | Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Ru | record → |
| Nov 21, 2025 | Notice | Self-Regulatory Organizations; BOX Exchange LLC, Cboe Exchange, Inc., Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGX Exchange, | record → |
| Nov 21, 2025 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fee | record → |
| Nov 21, 2025 | Notice | Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rul | record → |
| Nov 21, 2025 | Notice | Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 16030 | record → |
| Nov 21, 2025 | Notice | Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule | record → |
| Nov 21, 2025 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule | record → |
| Nov 21, 2025 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7.2 | record → |
| Nov 21, 2025 | Notice | Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule | record → |
| Nov 21, 2025 | Notice | Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exc | record → |
| Nov 21, 2025 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exc | record → |
| Nov 21, 2025 | Notice | Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Exchange | record → |
| Nov 21, 2025 | Notice | Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX | record → |
| Nov 21, 2025 | Notice | Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove the Exchange' | record → |
| Nov 21, 2025 | Notice | Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove the Exchange' | record → |
| Nov 21, 2025 | Notice | Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove the Exchange' | record → |
| Nov 20, 2025 | Notice | Proposed Collection; Comment Request; Extension: Form N-17D-1 | record → |
| Nov 20, 2025 | Notice | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 15b1-1 and Form BD | record → |
| Nov 20, 2025 | Notice | Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; and National Securities Clearing Corporation | record → |
| Nov 20, 2025 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its | record → |
| Nov 20, 2025 | Notice | Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its | record → |
| Nov 20, 2025 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its | record → |
| Nov 20, 2025 | Notice | Self-Regulatory Organizations: Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Updat | record → |
| Nov 20, 2025 | Notice | Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the First Amendment to the Limited Liability Company Agreement of CT Pl | record → |
| Nov 20, 2025 | Notice | Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exch | record → |
| Nov 20, 2025 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exch | record → |
| Nov 20, 2025 | Notice | Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Est | record → |
| Nov 19, 2025 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend | record → |
| Nov 19, 2025 | Notice | Self-Regulatory Organizations; New York Stock Exchange LLC, NYSE American LLC, NYSE Texas, Inc., NYSE Arca, Inc.; Order Instituting Proceedi | record → |
| Nov 18, 2025 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form F-7-Registration Statement | record → |
| Nov 18, 2025 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17a-6 | record → |
| Nov 18, 2025 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17a-3 | record → |
| Nov 18, 2025 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17a-13 | record → |
| Nov 18, 2025 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17a-1 | record → |
| Nov 18, 2025 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Reinstatement With Change: Rule30a-1 | record → |
| Nov 18, 2025 | Notice | Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment, as Modified by Amendment No. 1, | record → |
| Nov 17, 2025 | Notice | Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation, Cboe Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGX Exchange, | record → |
| Nov 17, 2025 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Propos | record → |
| Nov 17, 2025 | Notice | Paxos Securities Settlement Company, LLC; Order Instituting Proceedings To Determine Whether To Grant or Deny an Application for Registratio | record → |
| Nov 17, 2025 | Notice | Order Granting Temporary Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 and Rules 610(f) and 612(d) o | record → |
| Nov 17, 2025 | Notice | Sunshine Act Meetings | record → |
| Oct 03, 2025 | Notice | Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Modify Rule 11.21 To Adopt a Retail P | record → |
| Oct 03, 2025 | Notice | Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Amend MSRB Rules A-11 an | record → |
| Oct 03, 2025 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the GraniteSh | record → |
| Oct 03, 2025 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 5.4 | record → |
| Oct 03, 2025 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 5.1(c) (Global Trading Hours) | record → |
| Oct 03, 2025 | Notice | Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Functionality Relating to the Proces | record → |
| Oct 03, 2025 | Notice | Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of Proposed Rule Change To Amend the Amended and | record → |
| Oct 03, 2025 | Notice | Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Amended and | record → |
| Oct 02, 2025 | Notice | In the Matter of the Application of Texas Stock Exchange LLC for Registration as a National Securities Exchange; Findings, Opinion, and Orde | record → |
| Oct 02, 2025 | Notice | Order Granting Conditional Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 (“Exchange Act”) and Rule 6 | record → |
| Oct 02, 2025 | Rule | Extension of Compliance Date for Disclosure of Order Execution Information | record → |
| Oct 02, 2025 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade Shares of iShares Bit | record → |
| Oct 02, 2025 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend | record → |
| Oct 02, 2025 | Notice | Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the MRX Pricin | record → |
| Oct 02, 2025 | Notice | Self-Regulatory Organizations; MX2 LLC; Order Granting Approval to a Proposed Rule Change To Adopt Rules To Govern the Trading of Options on | record → |
| Oct 01, 2025 | Notice | Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Exchange Act Form 10 | record → |
| Oct 01, 2025 | Notice | Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Bitwise Et | record → |
| Oct 01, 2025 | Notice | Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by The Options Clearing Corporatio | record → |
| Oct 01, 2025 | Notice | Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the | record → |
| Oct 01, 2025 | Notice | Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by The Options Clearing Corporatio | record → |
| Oct 01, 2025 | Notice | Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Adopt Listing Criteria for Options on a Commodit | record → |
| Oct 01, 2025 | Notice | Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Amended and Restated Certificate of | record → |
| Oct 01, 2025 | Notice | Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by The Options Clearing Corporatio | record → |
| Oct 01, 2025 | Notice | Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of a Proposed Rule Change To Amend the Amended and Restated Cer | record → |
| Oct 01, 2025 | Notice | Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of a Proposed Rule Change To Amend the Amended and Restated Certificate of | record → |
| Oct 01, 2025 | Notice | Deregistration Under Section 8(f) of the Investment Company Act of 1940 | record → |
| Oct 01, 2025 | Proposed Rule | Concept Release on Residential Mortgage-Backed Securities Disclosures and Enhancements to Asset-Backed Securities Registration | record → |
| Oct 01, 2025 | Notice | DFA Investment Dimensions Group Inc., Dimensional Investment Group Inc., Dimensional ETF Trust and Dimensional Fund Advisors LP | record → |
| Oct 01, 2025 | Notice | Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of a Proposed Rule Change To Amend the Amended and Restated Certificate of | record → |
| Oct 01, 2025 | Notice | Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Add Basis Risk Haircut Charge to C | record → |
| Oct 01, 2025 | Notice | Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing of a Proposed Rule Change To Amend the Amended and Restated Certificate of | record → |
| Oct 01, 2025 | Notice | Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing of a Proposed Rule Change To Amend the Amended and Restated Certificate of | record → |
| Oct 01, 2025 | Notice | Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend th | record → |