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federal register · 2025

How many rules and notices did Securities and Exchange Commission publish in 2025?

In 2025 Securities and Exchange Commission published 2,314 Federal Register documents: 25 final rules, 3 proposed rules, 2,286 notices; 2 marked significant. Busiest month: 2025-09.

DOCUMENTS: 2,314FINAL RULES: 25PROPOSED: 3

Cite: FACTANKER, https://factanker.com/federal-register/securities-and-exchange-commission/2025

What stands out

In 2025 Securities and Exchange Commission published 2,314 Federal Register documents: 25 final rules, 3 proposed rules, 2,286 notices; 2 marked significant. Busiest month: 2025-09.

By month

MonthDocumentsFinal rulesProposedNotices
2025-0118140177
2025-0215220150
2025-0323830235
2025-0417440170
2025-0522500225
2025-0619622192
2025-0721920217
2025-0821500215
2025-0930640302
2025-10411139
2025-11980098
2025-1226930266

Documents, 2025

The 400 most recent; the JSON view carries the same list.

PublishedTypeDocumentEvidence
Dec 31, 2025NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Regulation SBSRrecord →
Dec 31, 2025NoticeLafayette Square USA, Inc., et al.record →
Dec 31, 2025NoticeSelf-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Common record →
Dec 31, 2025NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 11.23(d)(2)(B) (Exrecord →
Dec 31, 2025NoticeSelf-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rulrecord →
Dec 31, 2025NoticeSelf-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.7 of the Excrecord →
Dec 31, 2025NoticeJoint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail To Further Redurecord →
Dec 31, 2025NoticeSelf-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether Trecord →
Dec 31, 2025NoticeSelf-Regulatory Organizations; Nasdaq PHLX LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule record →
Dec 31, 2025NoticeSelf-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Frecord →
Dec 31, 2025NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rrecord →
Dec 31, 2025NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rrecord →
Dec 31, 2025NoticeSelf-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by Therecord →
Dec 31, 2025NoticeSelf-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Stock Clearing Corporation of Philadelphia; Notice of Filing of Arecord →
Dec 31, 2025NoticeJoint Industry Plan; Notice of Filing of the Second Amendment to the Limited Liability Company Agreement of CT Plan LLC To Adopt a Fee Schedrecord →
Dec 31, 2025NoticeSelf-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cash Spreads and Feerecord →
Dec 31, 2025NoticeRBC BlueBay Enhanced Income Fund and RBC Global Asset Management (U.S.) Inc.record →
Dec 31, 2025NoticeAristotle Pacific Enhanced CLO Income Fund and Aristotle Pacific Capital, LLCrecord →
Dec 31, 2025NoticeThe RBB Fund Trust and Gladius Capital Management LPrecord →
Dec 31, 2025RuleDelegation of Authority to the Director of the Division of Investment Managementrecord →
Dec 30, 2025NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend record →
Dec 30, 2025NoticeSelf-Regulatory Organizations: Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amerecord →
Dec 30, 2025NoticeSelf-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Modify the DTC Settlement Service Grecord →
Dec 30, 2025NoticeSelf-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend SQF Port and Srecord →
Dec 30, 2025NoticeSelf-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend SQF Port Feesrecord →
Dec 30, 2025NoticeSelf-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend SQF Port and record →
Dec 30, 2025NoticeSelf-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing of Proposed Rule Change To Adopt New Rule 8.201 (Generic)record →
Dec 30, 2025NoticeSelf-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt New Rule 8.201 (Generic)record →
Dec 30, 2025NoticeSelf-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Modify the GSD Rulebook Relating trecord →
Dec 30, 2025NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rulerecord →
Dec 30, 2025NoticeSelf-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Best Executirecord →
Dec 30, 2025NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 13e-1record →
Dec 30, 2025NoticeThe RBB Fund Trust and Twin Oak ETF Companyrecord →
Dec 29, 2025NoticeSelf-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing of a Proposed Rule Change To Allow Post-Only Orders in Sub-Dollar Securitierecord →
Dec 29, 2025NoticeSelf-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchrecord →
Dec 29, 2025NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide record →
Dec 29, 2025NoticeSelf-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend SQF Port and Srecord →
Dec 29, 2025NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend SQrecord →
Dec 29, 2025NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proporecord →
Dec 29, 2025NoticeSelf-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend SQF Port Feesrecord →
Dec 29, 2025NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify therecord →
Dec 29, 2025NoticeSelf-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Secrecord →
Dec 29, 2025NoticeSelf-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amendrecord →
Dec 29, 2025NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee record →
Dec 29, 2025NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposrecord →
Dec 29, 2025NoticeSelf-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change To Amend MSRB Rules record →
Dec 29, 2025NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17f-1(g)record →
Dec 29, 2025NoticeSelf-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend and Restate the Second Arecord →
Dec 29, 2025NoticeSelf-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Extension of Review Period of Advance Notice To Amendrecord →
Dec 29, 2025NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Form S-4-Registration Statementrecord →
Dec 29, 2025NoticeSelf-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To record →
Dec 23, 2025NoticeKayne Anderson Energy Infrastructure Fund, Inc., et al.record →
Dec 23, 2025NoticeSelf-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BX Equity 6,record →
Dec 23, 2025NoticeSelf-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 402, Criteria for Underrecord →
Dec 23, 2025NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of arecord →
Dec 23, 2025NoticeSelf-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 516, Order Types, To Rerecord →
Dec 23, 2025NoticeSelf-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FLEX Order Feerecord →
Dec 23, 2025NoticeSelf-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend PHLX Equity record →
Dec 23, 2025NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Permit therecord →
Dec 23, 2025NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Prrecord →
Dec 23, 2025NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchrecord →
Dec 23, 2025NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposerecord →
Dec 23, 2025NoticeSelf-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Itrecord →
Dec 23, 2025NoticeSelf-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rurecord →
Dec 23, 2025NoticeSelf-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 402, Criteria for Underlyirecord →
Dec 23, 2025NoticeSelf-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rulrecord →
Dec 23, 2025NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Discontirecord →
Dec 23, 2025NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Nasdaq BX, Inc.; Nasdaq GEMX, LLC; Nasdaq MRX, LLC; Nasdaq PHLX LLC; Nasdaq ISE,record →
Dec 23, 2025NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance record →
Dec 23, 2025NoticeSelf-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the MIAX Emerecord →
Dec 23, 2025NoticeSelf-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Serecord →
Dec 23, 2025NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Exempt Closed-End Management Invesrecord →
Dec 23, 2025NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the record →
Dec 23, 2025NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 602record →
Dec 23, 2025NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 302record →
Dec 23, 2025NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 19b-5 and Form PILOTrecord →
Dec 23, 2025NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 6a-4, Form 1-Nrecord →
Dec 23, 2025NoticePrivacy Act of 1974; System of Recordsrecord →
Dec 22, 2025NoticeMulti-Class ETF Fund Exemptive Relief Under the Investment Company Act of 1940record →
Dec 22, 2025NoticeSardis Credit Opportunities Fund and Sardis Group, LLCrecord →
Dec 22, 2025NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Sunrecord →
Dec 22, 2025NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Merecord →
Dec 22, 2025NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarirecord →
Dec 22, 2025NoticeSelf-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt BX Options 9record →
Dec 22, 2025NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Narecord →
Dec 22, 2025NoticeSelf-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt PHLX Options 9record →
Dec 22, 2025NoticeSelf-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adjust Professional record →
Dec 22, 2025NoticeSelf-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Discontinue the Gorecord →
Dec 22, 2025NoticeSelf-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Discontinue the Goodrecord →
Dec 22, 2025NoticeSelf-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Sections 140 and record →
Dec 22, 2025NoticeSelf-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarilyrecord →
Dec 22, 2025NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarilrecord →
Dec 22, 2025NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend a Wide Mrecord →
Dec 22, 2025NoticeSelf-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Serecord →
Dec 22, 2025NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Proposes To Amend Rules 5.37, 5.39, 5.73, record →
Dec 22, 2025NoticeSelf-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Cerrecord →
Dec 22, 2025NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rrecord →
Dec 22, 2025NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rrecord →
Dec 19, 2025NoticeSelf-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt ISE Options 9,record →
Dec 19, 2025NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Feesrecord →
Dec 19, 2025NoticeSelf-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Harecord →
Dec 19, 2025NoticeSelf-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Torecord →
Dec 19, 2025NoticeSelf-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Grayscale record →
Dec 19, 2025NoticeSelf-Regulatory Organizations; Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposrecord →
Dec 19, 2025NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Hirecord →
Dec 19, 2025NoticeOnex Direct Lending BDC Fund, et al.record →
Dec 19, 2025NoticeNB Private Markets Access Fund LLC, et al.record →
Dec 19, 2025NoticeBarings Corporate Investors, et al.record →
Dec 19, 2025NoticeTCW Direct Lending VIII LLC, et al.record →
Dec 18, 2025NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Perrecord →
Dec 18, 2025NoticeSelf-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX's Frecord →
Dec 18, 2025NoticeSelf-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Newrecord →
Dec 18, 2025NoticeSelf-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC Stress Testing Framework arecord →
Dec 18, 2025NoticeSelf-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Marecord →
Dec 18, 2025NoticeSelf-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearecord →
Dec 18, 2025NoticeSelf-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rulerecord →
Dec 18, 2025NoticeSelf-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Options 7record →
Dec 18, 2025NoticeSelf-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Erecord →
Dec 18, 2025NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Oprecord →
Dec 18, 2025NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Nerecord →
Dec 18, 2025NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Nrecord →
Dec 18, 2025NoticeSelf-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX record →
Dec 18, 2025NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rurecord →
Dec 18, 2025NoticeSelf-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC Risk Management Framework,record →
Dec 18, 2025RuleTechnical Amendments to Commission Rules and Formsrecord →
Dec 18, 2025NoticeSelf-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Partial Amendment No.record →
Dec 17, 2025NoticeSelf-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to Revisions to Terms of Reference of the Nomination Corecord →
Dec 17, 2025NoticeSelf-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Charecord →
Dec 17, 2025NoticeSelf-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the record →
Dec 17, 2025NoticeSelf-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rulerecord →
Dec 17, 2025NoticeSelf-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca record →
Dec 17, 2025NoticeSelf-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Itrecord →
Dec 17, 2025NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Prrecord →
Dec 17, 2025NoticeSelf-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Section 802.01C of the NYSE Lirecord →
Dec 17, 2025NoticeSelf-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Amend Section 1003 of the NYSE American Companrecord →
Dec 17, 2025NoticeSelf-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Fees for the Trecord →
Dec 17, 2025NoticeSelf-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated record →
Dec 17, 2025NoticeOxford Square Capital Corp., et al. (Oxford Square Capital Corp., et al.); Correctionrecord →
Dec 16, 2025NoticeParametric Portfolio Associates LLCrecord →
Dec 16, 2025NoticeTrue Venture Management, L.L.C.record →
Dec 16, 2025NoticeSelf-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated record →
Dec 16, 2025NoticeSelf-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Cerrecord →
Dec 16, 2025NoticeSelf-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Lower the Optionrecord →
Dec 16, 2025NoticeSelf-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Lower the Options record →
Dec 16, 2025NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Feesrecord →
Dec 16, 2025NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Itsrecord →
Dec 16, 2025NoticeSelf-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Frecord →
Dec 16, 2025NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its record →
Dec 16, 2025NoticeSelf-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Erecord →
Dec 16, 2025NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Feesrecord →
Dec 16, 2025NoticeSelf-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX record →
Dec 16, 2025NoticeSelf-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rulerecord →
Dec 16, 2025NoticeSelf-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Selrecord →
Dec 16, 2025NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee record →
Dec 16, 2025NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Comment Request; Extension: Exchange Act Rule 3a7record →
Dec 16, 2025NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 19b-1record →
Dec 16, 2025NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 204-2record →
Dec 16, 2025NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 15Fi-2record →
Dec 16, 2025NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Form N-8B-4record →
Dec 15, 2025NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Erecord →
Dec 15, 2025NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Feesrecord →
Dec 15, 2025NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its record →
Dec 15, 2025NoticeSelf-Regulatory Organizations; NYSEArca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to Rules 5record →
Dec 15, 2025NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees Relrecord →
Dec 15, 2025NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Form F-3 Registration Statementrecord →
Dec 15, 2025NoticeSunshine Act Meetingsrecord →
Dec 15, 2025NoticeOxford Square Capital Corp., et al.record →
Dec 12, 2025NoticeSelf-Regulatory Organizations: Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amendrecord →
Dec 12, 2025NoticeProspect Capital Corporation, et al.record →
Dec 12, 2025NoticeSelf-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change by The Options Clearing Correcord →
Dec 12, 2025NoticeSelf-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Wrecord →
Dec 12, 2025NoticeSunshine Act Meetingrecord →
Dec 12, 2025NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17f-7record →
Dec 11, 2025NoticeSelf-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Feerecord →
Dec 11, 2025NoticeSelf-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX's Frecord →
Dec 11, 2025NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of arecord →
Dec 11, 2025NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to NOM Optirecord →
Dec 11, 2025NoticeSelf-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Options 7record →
Dec 11, 2025NoticeSelf-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adoptrecord →
Dec 11, 2025NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 32a-4record →
Dec 11, 2025RuleTechnical Amendments to Commission Formsrecord →
Dec 10, 2025NoticeSelf-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to Rulerecord →
Dec 10, 2025NoticeSelf-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7.5record →
Dec 10, 2025NoticeSelf-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE Arrecord →
Dec 10, 2025NoticeSelf-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule 6.68record →
Dec 10, 2025NoticeSelf-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7.5E record →
Dec 10, 2025NoticeSelf-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend threcord →
Dec 10, 2025NoticeSelf-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rulrecord →
Dec 10, 2025NoticeSelf-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule 11.68record →
Dec 10, 2025NoticeSelf-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Limrecord →
Dec 10, 2025NoticeSelf-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to Rules record →
Dec 10, 2025NoticeSelf-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7.5-E Trecord →
Dec 10, 2025NoticeSelf-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule 680record →
Dec 10, 2025NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of arecord →
Dec 10, 2025NoticeSelf-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7.5 Torecord →
Dec 10, 2025NoticeSelf-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE record →
Dec 10, 2025NoticeSelf-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule 6record →
Dec 10, 2025NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend record →
Dec 10, 2025NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 15b11-1/Form BD-Nrecord →
Dec 10, 2025NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Trust Indenture Act Rules 7a-15 Through 7a-37record →
Dec 10, 2025NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 10b5-1record →
Dec 09, 2025NoticeSelf-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange'record →
Dec 09, 2025NoticeSelf-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange'srecord →
Dec 09, 2025NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposrecord →
Dec 09, 2025NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the record →
Dec 09, 2025NoticeSelf-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the record →
Dec 09, 2025NoticeSelf-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Charecord →
Dec 09, 2025NoticeSelf-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relatingrecord →
Dec 09, 2025NoticeSelf-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relrecord →
Dec 09, 2025NoticeShelton Funds, et al.record →
Dec 09, 2025NoticeOppenheimer & Co. Inc., et al.; Notice of Application and Temporary Order December 5, 2025record →
Dec 08, 2025NoticeSelf-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposal To Amend Exchange Rule 11.6(q)(1), Roundrecord →
Dec 08, 2025NoticeSelf-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Excrecord →
Dec 08, 2025NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Derecord →
Dec 08, 2025NoticeSelf-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Decomrecord →
Dec 08, 2025NoticeSelf-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend PHLX Equity 4,record →
Dec 08, 2025NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its record →
Dec 08, 2025NoticeSelf-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rulrecord →
Dec 08, 2025NoticeOrder Granting Temporary Exemptive Relief, Pursuant to Sections 13(f)(3) and 36(a)(1) of the Securities Exchange Act of 1934 From Compliancerecord →
Dec 08, 2025NoticeSunshine Act Meetingsrecord →
Dec 05, 2025NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 204-5record →
Dec 05, 2025NoticeSelf-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposal To Delay Inrecord →
Dec 05, 2025NoticeSelf-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Proposed Rule Change To Amend BOX Rule 5055 (FLEX Equity Options) To Perecord →
Dec 05, 2025NoticeSelf-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Proposed Rule Change To Amend BOX Rule 5055 (FLEX Equity Options) To Perecord →
Dec 05, 2025NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Detrecord →
Dec 05, 2025NoticeSelf-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings Torecord →
Dec 05, 2025NoticeSelf-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 50record →
Dec 05, 2025NoticeSelf-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the MRX Pricinrecord →
Dec 05, 2025NoticeJoint Industry Plan; Notice of Filing of Amendment No. 2 to the National Market System Plan Governing the Consolidated Audit Trail, as Modifrecord →
Dec 05, 2025NoticeSelf-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Equity 4, Rrecord →
Dec 05, 2025NoticeSelf-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Legging Ordersrecord →
Dec 05, 2025NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modifyrecord →
Dec 05, 2025NoticeSelf-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whetherecord →
Dec 05, 2025NoticeSelf-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE record →
Dec 05, 2025NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 22c-1record →
Dec 04, 2025NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the record →
Dec 04, 2025NoticeSelf-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce record →
Dec 04, 2025NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce record →
Dec 04, 2025NoticeCME Securities Clearing, Inc.; Order Granting an Application for Registration as a Clearing Agency Under Section 17A of the Securities Excharecord →
Dec 04, 2025NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17a-4record →
Dec 03, 2025NoticeDeregistration Under Section 8(f) of the Investment Company Act of 1940record →
Dec 03, 2025NoticeSelf-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by Therecord →
Dec 03, 2025NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form S-3-Registration Statementrecord →
Dec 03, 2025NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form S-1 Registration Statementrecord →
Dec 03, 2025NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 30e-3record →
Dec 03, 2025NoticeSunshine Act Meetingsrecord →
Dec 02, 2025NoticeBain Capital Credit, LP, et al.record →
Dec 02, 2025NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 3a71-3(d)record →
Dec 01, 2025NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rules 13n-4(b)(9), (b)(10) and (d)record →
Dec 01, 2025NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17Ad-10record →
Dec 01, 2025NoticeIn the Matter of the Application of Dream Exchange Holdings, Inc. for Registration as a National Securities Exchange; Findings, Opinion, andrecord →
Dec 01, 2025NoticeThe RBB Fund Trust and Clearbrook Investment Consulting, LLCrecord →
Dec 01, 2025NoticeAntares Private Credit Fund, et al.record →
Dec 01, 2025NoticeARK ETF Trust and ARK Investment Management LLCrecord →
Dec 01, 2025NoticeARK ETF Trust and ARK Investment Management LLCrecord →
Dec 01, 2025NoticeSelf-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certrecord →
Dec 01, 2025NoticeSelf-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE record →
Dec 01, 2025NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify trecord →
Dec 01, 2025NoticeSelf-Regulatory Organizations; Nasdaq BX, Inc; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Price of arecord →
Dec 01, 2025NoticeSelf-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Price of record →
Dec 01, 2025NoticeSelf-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Price of record →
Dec 01, 2025NoticeSelf-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Price ofrecord →
Dec 01, 2025NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introducerecord →
Dec 01, 2025NoticeSelf-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Price of record →
Dec 01, 2025NoticeOptions Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment To Modify the OPRA Fee Schedule Regardrecord →
Dec 01, 2025NoticeJoint Industry Plan; Notice of Filing of Proposed Amendment To Add Paragraph (c) to Section 6 of the Plan for the Purpose of Developing and record →
Dec 01, 2025NoticeSelf-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introducerecord →
Dec 01, 2025NoticeSelf-Regulatory Organizations; National Securities Clearing Corporation; Order Approving of Proposed Rule Change To Amend the CNS Fails Charrecord →
Dec 01, 2025NoticeSelf-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE Arrecord →
Nov 28, 2025NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form S-11-Registration Statementrecord →
Nov 28, 2025NoticeAgency Information Collection Activities; Comment Request; Extension: Rule 18f-1 and Form N-18f-1record →
Nov 28, 2025NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Reinstatement Without Change: Rule 23c-2record →
Nov 28, 2025NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 10b-10record →
Nov 28, 2025NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Regulation S-AMrecord →
Nov 28, 2025NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17a-14 and Form CRSrecord →
Nov 28, 2025NoticeSelf-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposal To Amend Rule 13.4(a) To Reflect the Operecord →
Nov 28, 2025NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 11.9(d) To Permit an Intermrecord →
Nov 28, 2025NoticeSelf-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend trecord →
Nov 28, 2025NoticeSelf-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedurecord →
Nov 28, 2025NoticeSelf-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Changrecord →
Nov 28, 2025NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Prorecord →
Nov 28, 2025NoticeSelf-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the T. Rowe Price Activrecord →
Nov 28, 2025NoticeSelf-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amrecord →
Nov 28, 2025NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.3record →
Nov 28, 2025NoticeSelf-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rurecord →
Nov 28, 2025NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of arecord →
Nov 28, 2025NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form S-8-Securities Act Registration Statemrecord →
Nov 28, 2025NoticeSunshine Act Meetingsrecord →
Nov 26, 2025NoticeJoint Industry Plan; Order Instituting Proceedings To Determine Whether To Approve or Disapprove an Amendment to the National Market System record →
Nov 26, 2025NoticeSelf-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Amend the Position and Exercise Limits for IBIT record →
Nov 26, 2025NoticeSelf-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca record →
Nov 26, 2025NoticeSelf-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adoptrecord →
Nov 26, 2025NoticeSelf-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend itrecord →
Nov 26, 2025Notice1WS Credit Income Fund, et al.record →
Nov 26, 2025NoticeStar Mountain Lower Middle-Market Capital Corp., et al.record →
Nov 26, 2025NoticeWilshire Private Assets Fund and Wilshire Advisors LLCrecord →
Nov 26, 2025NoticeColumbia Credit Income Opportunities Fund, et al.record →
Nov 26, 2025NoticeMonroe Capital Corporation, et al.record →
Nov 25, 2025NoticeMA Specialty Credit Income Fund, et al.record →
Nov 25, 2025NoticeProgram for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective arecord →
Nov 25, 2025NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 6c-11record →
Nov 24, 2025NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17ab2-2record →
Nov 24, 2025NoticeSelf-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the record →
Nov 24, 2025NoticeSelf-Regulatory Organizations; Nasdaq PHLX LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule Equity 7record →
Nov 24, 2025NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.1record →
Nov 24, 2025NoticeSelf-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5020 (record →
Nov 24, 2025NoticeWillow Tree Capital Corporation, et al.record →
Nov 24, 2025NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposrecord →
Nov 24, 2025NoticeOrder Cancelling Registration of Municipal Advisor, Melio & Company, LLC, Pursuant to Section 15B(c)(3) of the Securities Exchange Act of 19record →
Nov 24, 2025NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.1record →
Nov 24, 2025NoticeSelf-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the QOO andrecord →
Nov 24, 2025NoticeSelf-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To amend Rule Equity 7,record →
Nov 24, 2025NoticeSelf-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee record →
Nov 24, 2025NoticeAgency Information Collection Activities; Submission for OMB Review;record →
Nov 24, 2025NoticeSelf-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX's Frecord →
Nov 24, 2025NoticeSunshine Act Meetingsrecord →
Nov 21, 2025NoticeICE Clear Credit LLC; Order Instituting Proceedings To Determine Whether To Grant or Deny an Application for Registration as a Clearing Agenrecord →
Nov 21, 2025NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Request for a New OMB Control Number: Cost of AML/CFT Complirecord →
Nov 21, 2025NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rulrecord →
Nov 21, 2025NoticeSelf-Regulatory Organizations; NYSE Arca, Inc.; Order Setting Aside Action by Delegated Authority and Approving a Proposed Rule Change, as Mrecord →
Nov 21, 2025NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove trecord →
Nov 21, 2025NoticeSelf-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove the Exchange'record →
Nov 21, 2025NoticeSelf-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove the Exchangerecord →
Nov 21, 2025NoticeSelf-Regulatory Organizations; MX2 LLC; Notice of Filing and Immediate Effectiveness of a Proposal To Amend Rule 11.6 To Clarify the Handlinrecord →
Nov 21, 2025NoticeSelf-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certainrecord →
Nov 21, 2025NoticeSelf-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Precord →
Nov 21, 2025NoticeSelf-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rurecord →
Nov 21, 2025NoticeSelf-Regulatory Organizations; BOX Exchange LLC, Cboe Exchange, Inc., Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGX Exchange, record →
Nov 21, 2025NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Feerecord →
Nov 21, 2025NoticeSelf-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rulrecord →
Nov 21, 2025NoticeSelf-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 16030 record →
Nov 21, 2025NoticeSelf-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rulerecord →
Nov 21, 2025NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rulerecord →
Nov 21, 2025NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7.2record →
Nov 21, 2025NoticeSelf-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rulerecord →
Nov 21, 2025NoticeSelf-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Excrecord →
Nov 21, 2025NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Excrecord →
Nov 21, 2025NoticeSelf-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Exchange record →
Nov 21, 2025NoticeSelf-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX record →
Nov 21, 2025NoticeSelf-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove the Exchange'record →
Nov 21, 2025NoticeSelf-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove the Exchange'record →
Nov 21, 2025NoticeSelf-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove the Exchange'record →
Nov 20, 2025NoticeProposed Collection; Comment Request; Extension: Form N-17D-1record →
Nov 20, 2025NoticeAgency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 15b1-1 and Form BDrecord →
Nov 20, 2025NoticeSelf-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; and National Securities Clearing Corporationrecord →
Nov 20, 2025NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Itsrecord →
Nov 20, 2025NoticeSelf-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Itsrecord →
Nov 20, 2025NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its record →
Nov 20, 2025NoticeSelf-Regulatory Organizations: Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Updatrecord →
Nov 20, 2025NoticeJoint Industry Plan; Notice of Filing and Immediate Effectiveness of the First Amendment to the Limited Liability Company Agreement of CT Plrecord →
Nov 20, 2025NoticeSelf-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchrecord →
Nov 20, 2025NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchrecord →
Nov 20, 2025NoticeSelf-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Estrecord →
Nov 19, 2025NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend record →
Nov 19, 2025NoticeSelf-Regulatory Organizations; New York Stock Exchange LLC, NYSE American LLC, NYSE Texas, Inc., NYSE Arca, Inc.; Order Instituting Proceedirecord →
Nov 18, 2025NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form F-7-Registration Statementrecord →
Nov 18, 2025NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17a-6record →
Nov 18, 2025NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17a-3record →
Nov 18, 2025NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17a-13record →
Nov 18, 2025NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17a-1record →
Nov 18, 2025NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Reinstatement With Change: Rule30a-1record →
Nov 18, 2025NoticeJoint Industry Plan; Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment, as Modified by Amendment No. 1,record →
Nov 17, 2025NoticeSelf-Regulatory Organizations; Boston Stock Exchange Clearing Corporation, Cboe Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGX Exchange,record →
Nov 17, 2025NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposrecord →
Nov 17, 2025NoticePaxos Securities Settlement Company, LLC; Order Instituting Proceedings To Determine Whether To Grant or Deny an Application for Registratiorecord →
Nov 17, 2025NoticeOrder Granting Temporary Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 and Rules 610(f) and 612(d) orecord →
Nov 17, 2025NoticeSunshine Act Meetingsrecord →
Oct 03, 2025NoticeSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Modify Rule 11.21 To Adopt a Retail Precord →
Oct 03, 2025NoticeSelf-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Amend MSRB Rules A-11 anrecord →
Oct 03, 2025NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the GraniteShrecord →
Oct 03, 2025NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 5.4record →
Oct 03, 2025NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 5.1(c) (Global Trading Hours)record →
Oct 03, 2025NoticeSelf-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Functionality Relating to the Procesrecord →
Oct 03, 2025NoticeSelf-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of Proposed Rule Change To Amend the Amended andrecord →
Oct 03, 2025NoticeSelf-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Amended andrecord →
Oct 02, 2025NoticeIn the Matter of the Application of Texas Stock Exchange LLC for Registration as a National Securities Exchange; Findings, Opinion, and Orderecord →
Oct 02, 2025NoticeOrder Granting Conditional Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 (“Exchange Act”) and Rule 6record →
Oct 02, 2025RuleExtension of Compliance Date for Disclosure of Order Execution Informationrecord →
Oct 02, 2025NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade Shares of iShares Bitrecord →
Oct 02, 2025NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend record →
Oct 02, 2025NoticeSelf-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the MRX Pricinrecord →
Oct 02, 2025NoticeSelf-Regulatory Organizations; MX2 LLC; Order Granting Approval to a Proposed Rule Change To Adopt Rules To Govern the Trading of Options onrecord →
Oct 01, 2025NoticeAgency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Exchange Act Form 10record →
Oct 01, 2025NoticeSelf-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Bitwise Etrecord →
Oct 01, 2025NoticeSelf-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by The Options Clearing Corporatiorecord →
Oct 01, 2025NoticeSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the record →
Oct 01, 2025NoticeSelf-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by The Options Clearing Corporatiorecord →
Oct 01, 2025NoticeSelf-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Adopt Listing Criteria for Options on a Commoditrecord →
Oct 01, 2025NoticeSelf-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Amended and Restated Certificate of record →
Oct 01, 2025NoticeSelf-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by The Options Clearing Corporatiorecord →
Oct 01, 2025NoticeSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of a Proposed Rule Change To Amend the Amended and Restated Cerrecord →
Oct 01, 2025NoticeSelf-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of a Proposed Rule Change To Amend the Amended and Restated Certificate of record →
Oct 01, 2025NoticeDeregistration Under Section 8(f) of the Investment Company Act of 1940record →
Oct 01, 2025Proposed RuleConcept Release on Residential Mortgage-Backed Securities Disclosures and Enhancements to Asset-Backed Securities Registrationrecord →
Oct 01, 2025NoticeDFA Investment Dimensions Group Inc., Dimensional Investment Group Inc., Dimensional ETF Trust and Dimensional Fund Advisors LPrecord →
Oct 01, 2025NoticeSelf-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of a Proposed Rule Change To Amend the Amended and Restated Certificate of record →
Oct 01, 2025NoticeSelf-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Add Basis Risk Haircut Charge to Crecord →
Oct 01, 2025NoticeSelf-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing of a Proposed Rule Change To Amend the Amended and Restated Certificate ofrecord →
Oct 01, 2025NoticeSelf-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing of a Proposed Rule Change To Amend the Amended and Restated Certificate of record →
Oct 01, 2025NoticeSelf-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend threcord →

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